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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.54B
AUM Growth
-$414M
Cap. Flow
-$5.43B
Cap. Flow %
-83.07%
Top 10 Hldgs %
14.84%
Holding
591
New
99
Increased
39
Reduced
34
Closed
84

Top Buys

Rank Stock Value
1
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
+$12.6M
2
ANTX
Anthem, Inc.
ANTX
+$10.3M
3
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$10M
4
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$7.6M
5
BKNG icon
Booking.com
BKNG
+$7.58M

Top Sells

Rank Stock Value
1
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$26.5M
2
AEUA
Anadarko Petroleum Corporation
AEUA
+$17M
3
WMT icon
Walmart Inc
WMT
+$8.23M
4
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$6.7M
5
SNCR
Synchronoss Technologies
SNCR
+$5.69M

Sector Composition

Rank Sector Weight
1 Healthcare 0.54%
2 Consumer Discretionary 0.45%
3 Technology 0.44%
4 Industrials 0.31%
5 Communication Services 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHK
226
CALL
DELISTED
Chesapeake Energy Corporation
CHK
– –
-5
Closed -$13K
CHK
227
PUT
DELISTED
Chesapeake Energy Corporation
CHK
– –
-3
Closed -$26K
SGYP
228
CALL
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
– –
-585
Closed -$102K
TWX
229
DELISTED
Time Warner Inc
TWX
– –
-7,000
Closed -$612K
AEUA
230
DELISTED
Anadarko Petroleum Corporation
AEUA
– –
-336,000
Closed -$17M
WFM
231
CALL
DELISTED
Whole Foods Market Inc
WFM
– –
-1,230
Closed -$28K
SNDK
232
PUT
DELISTED
SANDISK CORP
SNDK
– –
-155
Closed -$28K
ARO
233
PUT
DELISTED
Aeropostale Inc
ARO
– –
-1,000
Closed -$10K
ATML
234
DELISTED
ATMEL CORP
ATML
– –
-320,000
Closed -$2.65M
PVA
235
PUT
DELISTED
PENN VIRGINIA CORP
PVA
– –
-300
Closed -$23K
NEE.PRO
236
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
– –
-108,509
Closed -$6.7M
RCPT
237
CALL
DELISTED
RECEPTOS INC COM STK (DE)
RCPT
– –
-60
Closed -$34K
RCPT
238
DELISTED
RECEPTOS INC COM STK (DE)
RCPT
– –
-2,800
Closed -$532K
UTX.PRA
239
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
– –
-463,105
Closed -$26.5M
DISH
240
DELISTED
DISH Network Corp.
DISH
– –
-12,000
Closed -$813K
DISH
241
PUT
DELISTED
DISH Network Corp.
DISH
– –
-54
Closed -$16K
MDVN
242
CALL
DELISTED
MEDIVATION, INC.
MDVN
– –
-802
Closed -$40K
DRII
243
DELISTED
DIAMOND RESORTS INTL, INC
DRII
– –
-121,700
Closed -$3.84M
CZR
244
CALL
DELISTED
Caesars Entertainment Corporation
CZR
– –
-500
Closed -$4K
6 7 8 9
10

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Advent Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Advent Capital Management held 591 positions worth $6.54B, down 6% from $6.95B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.43B in Q3 2015, closing 84 positions and reducing 34 holdings. Its most notable exit was UNITED TECHNOLOGIES CORP CORP UNIT (DE), an estimated $26.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.54% of assets, up from 0.39% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Advent Capital Management opened a new position in NextEra Energy, Inc. worth $9.99M.

  • Advent Capital Management's largest Q3 2015 buy was NextEra Energy, Inc.: 195,000 shares worth $9.99M.
  • Advent Capital Management added most to NEXTERA ENERGY INC EQUITY UNIT in Q3 2015, an estimated $12.6M increase.
  • Advent Capital Management's biggest Q3 2015 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $3.84M.
  • Advent Capital Management fully exited UNITED TECHNOLOGIES CORP CORP UNIT (DE) in Q3 2015, selling an estimated $26.5M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.54B portfolio in Q3 2015.
  • Advent Capital Management opened 99 new positions and closed 84 in Q3 2015.
  • Advent Capital Management's portfolio value fell 6% quarter-over-quarter to $6.54B.

Based on Advent Capital Management's 13F filing for Q3 2015, filed 13 Nov 2015.