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WhiteHorse Finance
WHF

48 hedge funds and large institutions have $40.5M invested in WhiteHorse Finance in 2020 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

21% more capital invested

Capital invested by funds: $33.5M → $40.5M (+$7.06M)

4% more funds holding

Funds holding: 46 → 48 (+2)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

2.09% less ownership

Funds ownership: 16.63% → 14.54% (-2.1%)

12% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 17

Holders
48
Holders Change
+2
Holders Change %
+4.35%
% of All Funds
0.85%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
15
Reduced
17
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AM
Ares Management
California
+$2.69M
2
SIS
Sound Income Strategies
Florida
+$630K
3
VF
Virtu Financial
New York
+$345K
4
SFS
Sowell Financial Services
Arkansas
+$158K
5
Millennium Management
Millennium Management
New York
+$143K

Top Sellers

Rank Fund Capital Flow
1
Acadian Asset Management
Acadian Asset Management
Massachusetts
-$933K
2
UBS Group
UBS Group
Switzerland
-$599K
3
Two Sigma Investments
Two Sigma Investments
New York
-$464K
4
Two Sigma Advisers
Two Sigma Advisers
New York
-$420K
5
Marshall Wace
Marshall Wace
United Kingdom
-$233K
Name Holding Trade Value Shares
Change 		Change in
Stake
Acadian Asset Management
26
Acadian Asset Management
Massachusetts
$246K -$933K -76,921 -81%
BRWA
27
B. Riley Wealth Advisors
Florida
$230K +$6.44K +531 +3%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$225K +$65.7K +5,412 +49%
Truist Financial
29
Truist Financial
North Carolina
$191K +$1.04K +86 +0.6%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$182K -$21.3K -1,752 -12%
SFS
31
Sowell Financial Services
Arkansas
$177K +$158K +13,000 New
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$173K +$2.15K +177 +1%
APA
33
American Portfolios Advisors
New York
$172K +$113K +9,300 +278%
AWM
34
AE Wealth Management
Kansas
$170K -$4.25K -350 -3%
Millennium Management
35
Millennium Management
New York
$160K +$143K +11,771 New
SFI
36
Susquehanna Fundamental Investments
Pennsylvania
$154K -$41.3K -3,400 -23%
BTWM
37
Baker Tilly Wealth Management
Wisconsin
$150K +$133K +11,000 New
PIA
38
Powell Investment Advisors
Florida
$145K +$126K +10,400 New
Canada Life
39
Canada Life
Manitoba, Canada
$90K +$3.11K +256 +4%
AWA
40
Arkadios Wealth Advisors
Georgia
$50K +$44.8K +3,694 New
Wells Fargo
41
Wells Fargo
California
$37K -$24.3K -2,001 -43%
Citigroup
42
Citigroup
New York
$18K – – –
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$13K – – –
TRCT
44
Tower Research Capital (TRC)
New York
$3K -$5.57K -459 -70%
GI
45
Gradient Investments
Minnesota
$3K – – –
IAIM
46
International Assets Investment Management
Florida
$3K +$2.43K +200 New
SIAG
47
Safeguard Investment Advisory Group
California
$1K +$1.25K +103 New
RA
48
Resource America
New York
– -$5.14M -524,959 Closed
Marshall Wace
49
Marshall Wace
United Kingdom
– -$233K -23,816 Closed
CANY
50
Caxton Associates (New York)
New York
– -$157K -16,085 Closed
1
2
3

WHF Hedge Fund Activity: Q4 2020 in Review

48 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q4 2020, worth a combined $40.5M — up 21% from $33.5M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new WHF positions and 8 closed out — a net gain of 2 holders — while 15 added to existing stakes and 17 trimmed.

The largest buyer was Ares Management, adding an estimated $2.69M. The largest seller was Acadian Asset Management, cutting an estimated $933K.

  • 48 institutional investors held WhiteHorse Finance (WHF) as of Q4 2020, up from 46 in Q3 2020.
  • Funds reported $40.5M of WhiteHorse Finance stock for Q4 2020, up 21% quarter-over-quarter.
  • 10 funds opened new WhiteHorse Finance positions in Q4 2020 and 8 closed out, a net change of +2 holders.
  • The largest WhiteHorse Finance buyer in Q4 2020 was Ares Management, an estimated $2.69M added.
  • The largest WhiteHorse Finance seller in Q4 2020 was Acadian Asset Management, an estimated $933K sold.

Based on aggregated 13F filings for Q4 2020.