AE Wealth Management’s WhiteHorse Finance WHF Stock Holding History

AE Wealth Management’s Portfolio WHF Stock Details WHF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-10,641	Closed	-$140K	–	1890
2022 Q2	$140K	Buy	10,641 +158	+2%	+$2.24K	﹤0.01%	1625
2022 Q1	$158K	Buy	+10,483	New	+$160K	﹤0.01%	1596
2021 Q2	–	Sell	-12,500	Closed	-$190K	–	1691
2021 Q1	$190K	Hold	12,500	–	–	﹤0.01%	1409
2020 Q4	$170K	Sell	12,500 -350	-3%	-$4.25K	﹤0.01%	1288
2020 Q3	$126K	Sell	12,850 -100	-0.8%	-$1.03K	﹤0.01%	1200
2020 Q2	$133K	Buy	12,950 +1,950	+18%	+$18.1K	﹤0.01%	1177
2020 Q1	$78K	Sell	11,000 -100	-0.9%	-$1.25K	﹤0.01%	1054
2019 Q4	$152K	Buy	11,100 +100	+0.9%	+$1.4K	﹤0.01%	1075
2019 Q3	$153K	Buy	+11,000	New	+$150K	﹤0.01%	941

Other funds holding WHF

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

GCM

Gables Capital Management Miami, Florida $236M AUM 32.91% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AE Wealth Management's WHF Position: Q3 2022 in Review

AE Wealth Management sold out of WhiteHorse Finance (WHF) in Q3 2022, closing a stake of 10,641 shares — an estimated $140K sold.

AE Wealth Management first reported a position in WHF in Q3 2019 and held it in 9 quarters. The position peaked at $190K in Q1 2021. 48 funds tracked by Wall St. Rank hold WHF as of Q3 2022.

AE Wealth Management reported no remaining WhiteHorse Finance position as of Q3 2022 after selling out during the quarter.
AE Wealth Management sold 10,641 WhiteHorse Finance shares in Q3 2022, an estimated $140K.
AE Wealth Management first reported a position in WhiteHorse Finance in Q3 2019 and held it in 9 quarters.
AE Wealth Management's WhiteHorse Finance position peaked at $190K in Q1 2021.
48 funds tracked by Wall St. Rank held WhiteHorse Finance as of Q3 2022.

Based on AE Wealth Management's 13F filing for Q3 2022, filed 25 Oct 2022.