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WhiteHorse Finance

46 hedge funds and large institutions have $33.5M invested in WhiteHorse Finance in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

7% more funds holding

Funds holding: 4346 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.09% less ownership

Funds ownership: 16.72%16.63% (-0.09%)

5% less capital invested

Capital invested by funds: $35.3M → $33.5M (-$1.84M)

24% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 17

Holders
46
Holders Change
+3
Holders Change %
+6.98%
% of All Funds
0.93%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
13
Reduced
17
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VEA
26
Virtus ETF Advisers
New York
$197K -$100K -9,753 -33%
BRWA
27
B. Riley Wealth Advisors
Florida
$160K -$204K -19,808 -55%
CANY
28
Caxton Associates (New York)
New York
$157K -$383K -37,295 -70%
AAS
29
Avantax Advisory Services
Texas
$152K +$157K +15,280 New
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$148K +$20.3K +1,971 +15%
SFI
31
Susquehanna Fundamental Investments
Pennsylvania
$144K +$22.6K +2,200 +18%
KCM
32
Kennedy Capital Management
Missouri
$142K +$150K +14,551 New
Truist Financial
33
Truist Financial
North Carolina
$136K +$678 +66 +0.5%
AWM
34
AE Wealth Management
Kansas
$126K -$1.03K -100 -0.8%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$122K -$8.82K -858 -6%
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$109K +$63.6K +6,183 +125%
SEI Investments
37
SEI Investments
Pennsylvania
$93K -$128K -12,480 -55%
WAM
38
Wolverine Asset Management
Illinois
$65K +$64.5K +6,278 +1,481%
Canada Life
39
Canada Life
Manitoba, Canada
$63K +$17.1K +1,665 +35%
Wells Fargo
40
Wells Fargo
California
$46K -$57.7K -5,617 -54%
APA
41
American Portfolios Advisors
New York
$32.7K
Citigroup
42
Citigroup
New York
$13K
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$9K +$9.76K +950 New
TRCT
44
Tower Research Capital (TRC)
New York
$6K +$6.74K +656 New
GI
45
Gradient Investments
Minnesota
$3K
ECM
46
ExodusPoint Capital Management
New York
-$162K -15,733 Closed
SMFS
47
Squar Milner Financial Services
California
-$113K -11,000 Closed
KFS
48
Kelly Financial Services
Massachusetts
-$1.16K -112 Closed

WHF Hedge Fund Activity: Q3 2020 in Review

46 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q3 2020, worth a combined $33.5M — down 5.2% from $35.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new WHF positions and 3 closed out — a net gain of 3 holders — while 13 added to existing stakes and 17 trimmed.

The largest buyer was Lion Street Advisors, adding an estimated $588K. The largest seller was Two Sigma Advisers, cutting an estimated $798K.

  • 46 institutional investors held WhiteHorse Finance (WHF) as of Q3 2020, up from 43 in Q2 2020.
  • Funds reported $33.5M of WhiteHorse Finance stock for Q3 2020, down 5.2% quarter-over-quarter.
  • 6 funds opened new WhiteHorse Finance positions in Q3 2020 and 3 closed out, a net change of +3 holders.
  • The largest WhiteHorse Finance buyer in Q3 2020 was Lion Street Advisors, an estimated $588K added.
  • The largest WhiteHorse Finance seller in Q3 2020 was Two Sigma Advisers, an estimated $798K sold.

Based on aggregated 13F filings for Q3 2020.