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WhiteHorse Finance
WHF

56 hedge funds and large institutions have $57.5M invested in WhiteHorse Finance in 2019 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 24 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

260% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 5

200% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 8

27% more capital invested

Capital invested by funds: $45.2M → $57.5M (+$12.3M)

24% more funds holding

Funds holding: 45 → 56 (+11)

4.62% more ownership

Funds ownership: 15.81% → 20.43% (+4.6%)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
56
Holders Change
+11
Holders Change %
+24.44%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
18
Increased
24
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
+$2.19M
2
Two Sigma Investments
Two Sigma Investments
New York
+$1.58M
3
Two Sigma Advisers
Two Sigma Advisers
New York
+$1.4M
4
BI
Bulldog Investors
New Jersey
+$1.05M
5
BPCM
Beach Point Capital Management
California
+$1.01M

Top Sellers

Rank Fund Capital Flow
1
AM
Ares Management
California
-$884K
2
VEA
Virtus ETF Advisers
New York
-$178K
3
MAFM
Mid Atlantic Financial Management
Pennsylvania
-$134K
4
AAM
Advisors Asset Management
Colorado
-$115K
5
AR
Advisory Research
Illinois
-$112K
Name Holding Trade Value Shares
Change 		Change in
Stake
CANY
26
Caxton Associates (New York)
New York
$435K +$443K +31,733 New
SIS
27
Sound Income Strategies
Florida
$426K +$206K +14,725 +90%
SEI Investments
28
SEI Investments
Pennsylvania
$373K +$23K +1,646 +6%
Millennium Management
29
Millennium Management
New York
$358K +$366K +26,164 New
Squarepoint
30
Squarepoint
New York
$345K +$352K +25,166 New
Citadel Advisors
31
Citadel Advisors
Florida
$331K +$338K +24,161 New
AC
32
Almitas Capital
California
$249K +$254K +18,165 New
MWNA
33
Marshall Wace North America
New York
$243K +$247K +17,706 New
AG
34
Advisor Group
Arizona
$242K +$23.9K +1,707 +11%
RJFSA
35
Raymond James Financial Services Advisors
Florida
$210K +$4.23K +303 +2%
Wells Fargo
36
Wells Fargo
California
$209K -$57.9K -4,144 -21%
MAFM
37
Mid Atlantic Financial Management
Pennsylvania
$208K -$134K -9,577 -39%
WAM
38
Wolverine Asset Management
Illinois
$208K +$66.2K +4,735 +45%
EGA
39
Eagle Global Advisors
Texas
$207K – – –
Truist Financial
40
Truist Financial
North Carolina
$191K +$195K +13,955 New
Connor, Clark & Lunn Investment Management (CC&L)
41
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$188K +$191K +13,700 New
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$184K +$12.2K +872 +7%
AWM
43
AE Wealth Management
Kansas
$152K +$1.4K +100 +0.9%
LI
44
Leap Investments
Illinois
$150K +$153K +10,977 New
KPW
45
Kore Private Wealth
New York
$138K – – –
Stifel Financial
46
Stifel Financial
Missouri
$138K +$140K +10,019 New
TC
47
Telemus Capital
Michigan
$137K – – –
GIM
48
Guild Investment Management
California
$137K +$140K +10,000 New
Commonwealth Equity Services
49
Commonwealth Equity Services
Massachusetts
$137K +$140K +10,024 New
APA
50
American Portfolios Advisors
New York
$120K – – –
1
2
3

WHF Hedge Fund Activity: Q4 2019 in Review

56 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q4 2019, worth a combined $57.5M — up 27% from $45.2M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new WHF positions and 5 closed out — a net gain of 13 holders — while 24 added to existing stakes and 8 trimmed.

The largest buyer was UBS Group, adding an estimated $2.19M. The largest seller was Ares Management, cutting an estimated $884K.

  • 56 institutional investors held WhiteHorse Finance (WHF) as of Q4 2019, up from 45 in Q3 2019.
  • Funds reported $57.5M of WhiteHorse Finance stock for Q4 2019, up 27% quarter-over-quarter.
  • 18 funds opened new WhiteHorse Finance positions in Q4 2019 and 5 closed out, a net change of +13 holders.
  • The largest WhiteHorse Finance buyer in Q4 2019 was UBS Group, an estimated $2.19M added.
  • The largest WhiteHorse Finance seller in Q4 2019 was Ares Management, an estimated $884K sold.

Based on aggregated 13F filings for Q4 2019.