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Vanguard S&P Small-Cap 600 ETF

130 hedge funds and large institutions have $360M invested in Vanguard S&P Small-Cap 600 ETF in 2020 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 35 increasing their positions, 39 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 9

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

13% more capital invested

Capital invested by funds: $320M → $360M (+$40.6M)

5.46% more ownership

Funds ownership: 71.93%77.39% (+5.5%)

3% more funds holding

Funds holding: 126130 (+4)

10% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 39

Holders
130
Holders Change
+4
Holders Change %
+3.17%
% of All Funds
2.62%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.08%
New
14
Increased
35
Reduced
39
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
101
US Bancorp
Minnesota
$84K
JP Morgan Chase
102
JP Morgan Chase
New York
$82K +$33.1K +504 +65%
BFEC
103
Benjamin F. Edwards & Company
Missouri
$68K
First Manhattan
104
First Manhattan
New York
$54K -$9.72K -148 -15%
CWM
105
Cranbrook Wealth Management
Michigan
$54K
CHA
106
Carmichael Hill & Associates
Maryland
$42K
CAAS
107
Capital Asset Advisory Services
Michigan
$41K
FPB
108
First PREMIER Bank
South Dakota
$35K
RBC
109
Roble Belko & Company
Pennsylvania
$32K
PO
110
Private Ocean
California
$27K
IA
111
IFP Advisors
Florida
$27K +$6.57K +100 +31%
CFGS
112
Concourse Financial Group Securities
Alabama
$26K
SSB
113
Sandy Spring Bank
Maryland
$24K
PFS
114
Prospera Financial Services
Texas
$21K +$21.6K +328 New
PFGIA
115
Patriot Financial Group Insurance Agency
Massachusetts
$18K
WEC
116
Winslow Evans & Crocker
Massachusetts
$17K
AssetMark Inc
117
AssetMark Inc
California
$16K +$16.2K +246 New
BAM
118
Bellevue Asset Management
Washington
$10K
SBL
119
Sargent Bickham Lagudis
Colorado
$10K
NFSG
120
Newbridge Financial Services Group
Florida
$9K +$8.67K +132 New
GEA
121
Glen Eagle Advisors
New Jersey
$8.39K -$11.3K -172 -57%
NNP
122
Nachman Norwood & Parrott
South Carolina
$6K +$6.57K +100 New
LFG
123
LifePlan Financial Group
Ohio
$5K
HI
124
Hudock Inc
Pennsylvania
$5K +$5.52K +84 New
GG
125
Gleason Group
Kentucky
$4K

VIOO Hedge Fund Activity: Q3 2020 in Review

130 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q3 2020, worth a combined $360M — up 13% from $320M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new VIOO positions and 9 closed out — a net gain of 5 holders — while 35 added to existing stakes and 39 trimmed.

The largest buyer was Polianta Ltd, opening a new position worth an estimated $12.4M. The largest seller was Jefferies Group, cutting an estimated $6.57M.

  • 130 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q3 2020, up from 126 in Q2 2020.
  • Funds reported $360M of Vanguard S&P Small-Cap 600 ETF stock for Q3 2020, up 13% quarter-over-quarter.
  • 14 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q3 2020 and 9 closed out, a net change of +5 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q3 2020 was Polianta Ltd, an estimated $12.4M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q3 2020 was Jefferies Group, an estimated $6.57M sold.

Based on aggregated 13F filings for Q3 2020.