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Vanguard S&P Small-Cap 600 ETF

117 hedge funds and large institutions have $356M invested in Vanguard S&P Small-Cap 600 ETF in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 40 increasing their positions, 39 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 39

0% more funds holding in top 10

Funds holding in top 10: 66 (0)

2% less funds holding

Funds holding: 119117 (-2)

4.62% less ownership

Funds ownership: 72.94%68.32% (-4.6%)

12% less capital invested

Capital invested by funds: $404M → $356M (-$47.5M)

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

Holders
117
Holders Change
-2
Holders Change %
-1.68%
% of All Funds
2.57%
Holding in Top 10
6
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.13%
New
6
Increased
40
Reduced
39
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Rockefeller Capital Management
101
Rockefeller Capital Management
New York
$43K -$23.3K -330 -35%
FPB
102
First PREMIER Bank
South Dakota
$39K
RBC
103
Roble Belko & Company
Pennsylvania
$36K
WAP
104
Wealthcare Advisory Partners
Pennsylvania
$35K
CFGS
105
Concourse Financial Group Securities
Alabama
$29K
WCM
106
Whitener Capital Management
North Carolina
$28K
ACA
107
Atlas Capital Advisors
Wyoming
$22.4K +$566 +8 +3%
AIC
108
Ameritas Investment Company
Nebraska
$19K +$18.9K +268 New
SSB
109
Sandy Spring Bank
Maryland
$18K
SBL
110
Sargent Bickham Lagudis
Colorado
$11K
PFGIA
111
Patriot Financial Group Insurance Agency
Massachusetts
$10K +$7.49K +106 +331%
IA
112
IFP Advisors
Florida
$10K +$9.62K +136 New
GEA
113
Glen Eagle Advisors
New Jersey
$9.27K
LFG
114
Larson Financial Group
Missouri
$4K
CPA
115
Capital Planning Advisors
California
$4K +$4.38K +62 New
IFAM
116
Institutional & Family Asset Management
Colorado
$3K
NCM
117
Next Capital Management
New York
$2K
HCM
118
Hollencrest Capital Management
California
-$10.5M -146,290 Closed
GA
119
Gateway Advisory
New Jersey
-$4.84M -67,706 Closed
GWM
120
Geneos Wealth Management
Colorado
-$2.6M -36,410 Closed
NFG
121
Nadler Financial Group
Illinois
-$820K -11,478 Closed
ZCA
122
Zeke Capital Advisors
Pennsylvania
-$410K -5,740 Closed
VF
123
Virtu Financial
New York
-$218K -3,046 Closed
OIA
124
OneDigital Investment Advisors
Kansas
-$8K -112 Closed

VIOO Hedge Fund Activity: Q3 2019 in Review

117 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q3 2019, worth a combined $356M — down 12% from $404M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of VIOO and 6 opened new positions — a net loss of 2 holders — while 39 trimmed existing stakes and 40 added.

The largest buyer was Polianta Ltd, opening a new position worth an estimated $11M. The largest seller was River Global Investors, cutting an estimated $17.5M.

  • 117 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q3 2019, down from 119 in Q2 2019.
  • Funds reported $356M of Vanguard S&P Small-Cap 600 ETF stock for Q3 2019, down 12% quarter-over-quarter.
  • 6 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q3 2019 and 8 closed out, a net change of -2 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q3 2019 was Polianta Ltd, an estimated $11M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q3 2019 was River Global Investors, an estimated $17.5M sold.

Based on aggregated 13F filings for Q3 2019.