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Vanguard S&P Small-Cap 600 ETF

130 hedge funds and large institutions have $360M invested in Vanguard S&P Small-Cap 600 ETF in 2020 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 35 increasing their positions, 39 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 9

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

13% more capital invested

Capital invested by funds: $320M → $360M (+$40.6M)

5.46% more ownership

Funds ownership: 71.93%77.39% (+5.5%)

3% more funds holding

Funds holding: 126130 (+4)

10% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 39

Holders
130
Holders Change
+4
Holders Change %
+3.17%
% of All Funds
2.62%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.08%
New
14
Increased
35
Reduced
39
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BRWA
76
B. Riley Wealth Advisors
Florida
$338K -$33.4K -508 -9%
PWW
77
Pettyjohn Wood & White
Virginia
$325K
William Blair & Company
78
William Blair & Company
Illinois
$318K
GA
79
Geller Advisors
New York
$317K
SFS
80
Summit Financial Strategies
Ohio
$315K +$5.39K +82 +2%
FNBOO
81
First National Bank of Omaha
Nebraska
$311K
PNC Financial Services Group
82
PNC Financial Services Group
Pennsylvania
$292K -$128K -1,946 -30%
NFG
83
Next Financial Group
Texas
$265K +$269K +4,098 New
Stifel Financial
84
Stifel Financial
Missouri
$261K -$1.97K -30 -0.7%
WCFA
85
Walkner Condon Financial Advisors
Wisconsin
$255K +$260K +3,950 New
SF
86
Synovus Financial
Georgia
$252K
AF
87
Affiance Financial
Minnesota
$249K +$25K +380 +11%
HSA
88
HBK Sorce Advisory
Pennsylvania
$228K -$76.2K -1,160 -25%
DWT
89
Dorsey & Whitney Trust
South Dakota
$222K -$101K -1,540 -31%
KAS
90
Kestra Advisory Services
Texas
$217K +$2.63K +40 New
NG
91
Northstar Group
New York
$216K -$46K -700 -17%
VA
92
Valmark Advisers
Ohio
$204K +$207K +3,158 New
APA
93
American Portfolios Advisors
New York
$183K +$45.7K +696 +32%
VFA
94
Valeo Financial Advisors
Indiana
$159K
ASN
95
Advisory Services Network
Georgia
$125K +$128K +1,942 New
PCG
96
Private Capital Group
Connecticut
$102K +$526 +8 +0.5%
Rockefeller Capital Management
97
Rockefeller Capital Management
New York
$99K -$2.76K -42 -3%
FWP
98
FAS Wealth Partners
Kansas
$97K +$59.1K +900 +150%
CAPTRUST Financial Advisors
99
CAPTRUST Financial Advisors
North Carolina
$96K -$80.7K -1,228 -46%
Fidelity Investments
100
Fidelity Investments
Massachusetts
$96K +$1.05K +16 +1%

VIOO Hedge Fund Activity: Q3 2020 in Review

130 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q3 2020, worth a combined $360M — up 13% from $320M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new VIOO positions and 9 closed out — a net gain of 5 holders — while 35 added to existing stakes and 39 trimmed.

The largest buyer was Polianta Ltd, opening a new position worth an estimated $12.4M. The largest seller was Jefferies Group, cutting an estimated $6.57M.

  • 130 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q3 2020, up from 126 in Q2 2020.
  • Funds reported $360M of Vanguard S&P Small-Cap 600 ETF stock for Q3 2020, up 13% quarter-over-quarter.
  • 14 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q3 2020 and 9 closed out, a net change of +5 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q3 2020 was Polianta Ltd, an estimated $12.4M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q3 2020 was Jefferies Group, an estimated $6.57M sold.

Based on aggregated 13F filings for Q3 2020.