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Vanguard S&P Small-Cap 600 ETF

117 hedge funds and large institutions have $356M invested in Vanguard S&P Small-Cap 600 ETF in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 40 increasing their positions, 39 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 39

0% more funds holding in top 10

Funds holding in top 10: 66 (0)

2% less funds holding

Funds holding: 119117 (-2)

4.62% less ownership

Funds ownership: 72.94%68.32% (-4.6%)

12% less capital invested

Capital invested by funds: $404M → $356M (-$47.5M)

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

Holders
117
Holders Change
-2
Holders Change %
-1.68%
% of All Funds
2.57%
Holding in Top 10
6
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.13%
New
6
Increased
40
Reduced
39
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
William Blair & Company
76
William Blair & Company
Illinois
$350K
DWT
77
Dorsey & Whitney Trust
South Dakota
$346K +$4.1K +58 +1%
SMC
78
Smith, Moore & Co
Missouri
$333K +$10.9K +154 +3%
SKK
79
Shepherd Kaplan Krochuk
Massachusetts
$321K
TRCT
80
Tower Research Capital (TRC)
New York
$304K -$2.48M -35,064 -89%
CA
81
Calton & Associates
Florida
$296K -$67.9K -960 -19%
Janney Montgomery Scott
82
Janney Montgomery Scott
Pennsylvania
$292K +$62.6K +886 +28%
RC
83
RegentAtlantic Capital
New Jersey
$289K
NG
84
Northstar Group
New York
$283K -$14.1K -200 -5%
SF
85
Synovus Financial
Georgia
$278K
BSB
86
Bangor Savings Bank
Maine
$274K
DAS
87
Dynamic Advisor Solutions
Arizona
$250K +$39.6K +560 +19%
PP
88
PagnatoKarp Partners
Virginia
$233K
CW
89
CreativeOne Wealth
Kansas
$201K
GM
90
GeoWealth Management
Illinois
$201K +$199K +2,816 New
Fidelity Investments
91
Fidelity Investments
Massachusetts
$133K +$141 +2 +0.1%
PCG
92
Private Capital Group
Connecticut
$129K
SPIA
93
Steward Partners Investment Advisory
New York
$120K -$8.91K -126 -7%
First Manhattan
94
First Manhattan
New York
$119K -$38.9K -550 -25%
VFA
95
Valeo Financial Advisors
Indiana
$118K
US Bancorp
96
US Bancorp
Minnesota
$109K
RE
97
RBC Europe
United Kingdom
$96.4K
JP Morgan Chase
98
JP Morgan Chase
New York
$55K
WEC
99
Winslow Evans & Crocker
Massachusetts
$52K
AF
100
Advisornet Financial
Minnesota
$45K -$103K -1,460 -70%

VIOO Hedge Fund Activity: Q3 2019 in Review

117 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q3 2019, worth a combined $356M — down 12% from $404M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of VIOO and 6 opened new positions — a net loss of 2 holders — while 39 trimmed existing stakes and 40 added.

The largest buyer was Polianta Ltd, opening a new position worth an estimated $11M. The largest seller was River Global Investors, cutting an estimated $17.5M.

  • 117 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q3 2019, down from 119 in Q2 2019.
  • Funds reported $356M of Vanguard S&P Small-Cap 600 ETF stock for Q3 2019, down 12% quarter-over-quarter.
  • 6 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q3 2019 and 8 closed out, a net change of -2 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q3 2019 was Polianta Ltd, an estimated $11M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q3 2019 was River Global Investors, an estimated $17.5M sold.

Based on aggregated 13F filings for Q3 2019.