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Vanguard S&P Small-Cap 600 ETF

130 hedge funds and large institutions have $360M invested in Vanguard S&P Small-Cap 600 ETF in 2020 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 35 increasing their positions, 39 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 9

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

13% more capital invested

Capital invested by funds: $320M → $360M (+$40.6M)

5.46% more ownership

Funds ownership: 71.93%77.39% (+5.5%)

3% more funds holding

Funds holding: 126130 (+4)

10% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 39

Holders
130
Holders Change
+4
Holders Change %
+3.17%
% of All Funds
2.62%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.08%
New
14
Increased
35
Reduced
39
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BC
51
Bartlett & Co
Ohio
$991K
MMA
52
Miracle Mile Advisors
California
$955K +$971K +14,786 New
APSP
53
Asset Planning Services (Pennsylvania)
Pennsylvania
$902K
HPC
54
HM Payson & Co
Maine
$899K +$788K +12,000 +626%
AAS
55
Avantax Advisory Services
Texas
$874K +$603K +9,172 +211%
KA
56
Klingman & Associates
New York
$706K
FAB
57
First American Bank
Illinois
$665K +$386K +5,876 +133%
LBC
58
Lowe Brockenbrough & Co
Virginia
$616K -$4.6K -70 -0.7%
Bank of New York Mellon
59
Bank of New York Mellon
New York
$613K
MECA
60
Miller Equity Capital Advisors
Texas
$598K
FHA
61
Flagship Harbor Advisors
Massachusetts
$536K
Janney Montgomery Scott
62
Janney Montgomery Scott
Pennsylvania
$487K +$1.05K +16 +0.2%
TAM
63
Tocqueville Asset Management
New York
$474K -$217K -3,310 -31%
CA
64
Continuum Advisory
Idaho
$471K
CFA
65
Cahill Financial Advisors
Minnesota
$464K
V
66
Veritable
Delaware
$447K -$174K -2,650 -28%
3F
67
360 Financial
Minnesota
$439K -$42.2K -642 -9%
PSF
68
Pacific Sun Financial
California
$439K +$788 +12 +0.2%
QCM
69
Quest Capital Management
Texas
$436K
SPIA
70
Steward Partners Investment Advisory
New York
$408K +$301K +4,588 +266%
JMPWA
71
JP Morgan Private Wealth Advisors
California
$376K -$213K -3,240 -36%
THWM
72
Taylor Hoffman Wealth Management
Virginia
$354K -$15.8K -240 -4%
CAN
73
Cetera Advisor Networks
California
$353K -$20.5K -312 -5%
SMC
74
Smith, Moore & Co
Missouri
$349K +$17.3K +264 +5%
Betterment LLC
75
Betterment LLC
New York
$344K -$4.21K -64 -1%

VIOO Hedge Fund Activity: Q3 2020 in Review

130 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q3 2020, worth a combined $360M — up 13% from $320M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new VIOO positions and 9 closed out — a net gain of 5 holders — while 35 added to existing stakes and 39 trimmed.

The largest buyer was Polianta Ltd, opening a new position worth an estimated $12.4M. The largest seller was Jefferies Group, cutting an estimated $6.57M.

  • 130 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q3 2020, up from 126 in Q2 2020.
  • Funds reported $360M of Vanguard S&P Small-Cap 600 ETF stock for Q3 2020, up 13% quarter-over-quarter.
  • 14 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q3 2020 and 9 closed out, a net change of +5 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q3 2020 was Polianta Ltd, an estimated $12.4M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q3 2020 was Jefferies Group, an estimated $6.57M sold.

Based on aggregated 13F filings for Q3 2020.