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Vanguard S&P Small-Cap 600 ETF

117 hedge funds and large institutions have $356M invested in Vanguard S&P Small-Cap 600 ETF in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 40 increasing their positions, 39 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 39

0% more funds holding in top 10

Funds holding in top 10: 66 (0)

2% less funds holding

Funds holding: 119117 (-2)

4.62% less ownership

Funds ownership: 72.94%68.32% (-4.6%)

12% less capital invested

Capital invested by funds: $404M → $356M (-$47.5M)

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

Holders
117
Holders Change
-2
Holders Change %
-1.68%
% of All Funds
2.57%
Holding in Top 10
6
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.13%
New
6
Increased
40
Reduced
39
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BC
51
Bartlett & Co
Ohio
$988K +$67.9K +960 +7%
BCWM
52
Bartlett & Co Wealth Management
Ohio
$988K +$67.9K +960 +7%
APSP
53
Asset Planning Services (Pennsylvania)
Pennsylvania
$986K -$121K -1,710 -11%
PA
54
PFG Advisors
Arizona
$920K +$30.8K +436 +3%
FAAS
55
First Allied Advisory Services
California
$885K -$1.98K -28 -0.2%
FHC
56
First Heartland Consultants
Missouri
$871K +$8.63K +122 +1%
FHA
57
Flagship Harbor Advisors
Massachusetts
$810K +$39.3K +556 +5%
NFG
58
Next Financial Group
Texas
$801K -$49.9K -706 -6%
NNP
59
Nachman Norwood & Parrott
South Carolina
$793K
LBC
60
Lowe Brockenbrough & Co
Virginia
$727K +$26.3K +372 +4%
BFEC
61
Benjamin F. Edwards & Company
Missouri
$701K +$695K +9,830 New
HSA
62
HBK Sorce Advisory
Pennsylvania
$622K
JMPWA
63
JP Morgan Private Wealth Advisors
California
$592K -$35.5K -502 -6%
APA
64
American Portfolios Advisors
New York
$583K -$29.4K -416 -5%
PNC Financial Services Group
65
PNC Financial Services Group
Pennsylvania
$548K +$22.2K +314 +4%
CFA
66
Cahill Financial Advisors
Minnesota
$521K -$2.4K -34 -0.5%
CAN
67
Cetera Advisor Networks
California
$494K
THWM
68
Taylor Hoffman Wealth Management
Virginia
$492K +$117K +1,652 +32%
QCM
69
Quest Capital Management
Texas
$491K
CAPTRUST Financial Advisors
70
CAPTRUST Financial Advisors
North Carolina
$452K -$25.9K -366 -5%
PSF
71
Pacific Sun Financial
California
$426K +$37K +524 +10%
WGCA
72
Wolf Group Capital Advisors
Virginia
$420K +$196K +2,778 +89%
BRWA
73
B. Riley Wealth Advisors
Florida
$390K +$9.76K +138 +3%
FNBOO
74
First National Bank of Omaha
Nebraska
$357K -$36.3K -514 -9%
PWW
75
Pettyjohn Wood & White
Virginia
$351K +$7.07K +100 +2%

VIOO Hedge Fund Activity: Q3 2019 in Review

117 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q3 2019, worth a combined $356M — down 12% from $404M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of VIOO and 6 opened new positions — a net loss of 2 holders — while 39 trimmed existing stakes and 40 added.

The largest buyer was Polianta Ltd, opening a new position worth an estimated $11M. The largest seller was River Global Investors, cutting an estimated $17.5M.

  • 117 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q3 2019, down from 119 in Q2 2019.
  • Funds reported $356M of Vanguard S&P Small-Cap 600 ETF stock for Q3 2019, down 12% quarter-over-quarter.
  • 6 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q3 2019 and 8 closed out, a net change of -2 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q3 2019 was Polianta Ltd, an estimated $11M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q3 2019 was River Global Investors, an estimated $17.5M sold.

Based on aggregated 13F filings for Q3 2019.