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Vanguard S&P Small-Cap 600 ETF

79 hedge funds and large institutions have $176M invested in Vanguard S&P Small-Cap 600 ETF in 2017 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 22 increasing their positions, 25 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

1% more funds holding

Funds holding: 7879 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

10% less capital invested

Capital invested by funds: $195M → $176M (-$19M)

10.3% less ownership

Funds ownership: 57.42%47.11% (-10%)

12% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 25

Holders
79
Holders Change
+1
Holders Change %
+1.28%
% of All Funds
1.97%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
22
Reduced
25
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KeyBank National Association
51
KeyBank National Association
Ohio
$275K +$34.5K +540 +15%
SWP
52
Stratos Wealth Partners
Ohio
$245K +$231K +3,618 New
William Blair & Company
53
William Blair & Company
Illinois
$235K
SPC
54
Sigma Planning Corp
Michigan
$223K -$3.19K -50 -1%
PP
55
PagnatoKarp Partners
Virginia
$222K -$6K -94 -3%
Janney Montgomery Scott
56
Janney Montgomery Scott
Pennsylvania
$201K -$12.1K -190 -6%
US Bancorp
57
US Bancorp
Minnesota
$174K
PNC Financial Services Group
58
PNC Financial Services Group
Pennsylvania
$173K +$3.83K +60 +2%
Citigroup
59
Citigroup
New York
$120K -$441K -6,904 -80%
BA
60
Bristlecone Advisors
Washington
$95K +$89.4K +1,400 New
Northwestern Mutual Wealth Management
61
Northwestern Mutual Wealth Management
Wisconsin
$84K -$13.9K -218 -15%
SPIA
62
Steward Partners Investment Advisory
New York
$83K -$894 -14 -1%
GRP
63
Global Retirement Partners
California
$55K +$31.3K +490 +153%
Manulife (Manufacturers Life Insurance)
64
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$38K
AC
65
Alexandria Capital
Virginia
$37K
Envestnet Asset Management
66
Envestnet Asset Management
Illinois
$35K -$511 -8 -2%
BTIS
67
BB&T Investment Services
North Carolina
$34K
RBC
68
Roble Belko & Company
Pennsylvania
$34K
WEC
69
Winslow Evans & Crocker
Massachusetts
$19.5K -$40.2K -630 -69%
FPB
70
First PREMIER Bank
South Dakota
$18K
SBL
71
Sargent Bickham Lagudis
Colorado
$11K
SEI Investments
72
SEI Investments
Pennsylvania
$11K +$10.3K +162 New
Bank of Montreal
73
Bank of Montreal
Ontario, Canada
$5K
BF
74
BOK Financial
Oklahoma
$5K +$4.98K +78 New
GWM
75
Geneos Wealth Management
Colorado
$1K

VIOO Hedge Fund Activity: Q3 2017 in Review

79 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q3 2017, worth a combined $176M — down 9.7% from $195M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new VIOO positions and 4 closed out — a net gain of 3 holders — while 22 added to existing stakes and 25 trimmed.

The largest buyer was Bank of America, adding an estimated $4.2M. The largest seller was Wells Fargo, cutting an estimated $17.3M.

  • 79 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q3 2017, up from 78 in Q2 2017.
  • Funds reported $176M of Vanguard S&P Small-Cap 600 ETF stock for Q3 2017, down 9.7% quarter-over-quarter.
  • 7 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q3 2017 and 4 closed out, a net change of +3 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q3 2017 was Bank of America, an estimated $4.2M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q3 2017 was Wells Fargo, an estimated $17.3M sold.

Based on aggregated 13F filings for Q3 2017.