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Vanguard S&P Small-Cap 600 ETF

130 hedge funds and large institutions have $360M invested in Vanguard S&P Small-Cap 600 ETF in 2020 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 35 increasing their positions, 39 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 9

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

13% more capital invested

Capital invested by funds: $320M → $360M (+$40.6M)

5.46% more ownership

Funds ownership: 71.93%77.39% (+5.5%)

3% more funds holding

Funds holding: 126130 (+4)

10% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 39

Holders
130
Holders Change
+4
Holders Change %
+3.17%
% of All Funds
2.62%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.08%
New
14
Increased
35
Reduced
39
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OWM
26
Orgel Wealth Management
Wisconsin
$2.75M +$67K +1,020 +2%
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$2.73M +$328K +4,998 +13%
Susquehanna International Group
28
Susquehanna International Group
Pennsylvania
$2.55M +$295K +4,496 +13%
TRCT
29
Tower Research Capital (TRC)
New York
$2.53M +$1.05M +16,050 +70%
ZCM
30
Ziegler Capital Management
Illinois
$2.5M
FFN
31
Focus Financial Network
Minnesota
$2.49M +$87.8K +1,336 +4%
Citigroup
32
Citigroup
New York
$2M -$367K -5,590 -15%
CT
33
Coastline Trust
Rhode Island
$1.99M -$180K -2,740 -8%
PAG
34
Private Advisor Group
New Jersey
$1.86M -$77.4K -1,178 -4%
C
35
Certuity
Florida
$1.84M +$1.87M +28,500 New
FFA
36
First Foundation Advisors
California
$1.75M
SLF
37
Sun Life Financial
Ontario, Canada
$1.73M +$106K +1,620 +6%
MML Investors Services
38
MML Investors Services
Massachusetts
$1.71M -$239K -3,638 -12%
BFA
39
Beaumont Financial Advisors
Massachusetts
$1.64M
Citadel Advisors
40
Citadel Advisors
Florida
$1.54M +$235K +3,582 +18%
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$1.52M -$1.58K -24 -0.1%
TSW
42
Thompson Siegel & Walmsley
Virginia
$1.41M
PFM
43
Phillips Financial Management
Indiana
$1.31M +$14.8K +226 +1%
KFGK
44
Keystone Financial Group (Kentucky)
Kentucky
$1.26M +$76.5K +1,164 +6%
Thrivent Financial for Lutherans
45
Thrivent Financial for Lutherans
Minnesota
$1.2M
Cambridge Investment Research Advisors
46
Cambridge Investment Research Advisors
Iowa
$1.19M -$29K -442 -2%
PA
47
PFG Advisors
Arizona
$1.14M +$37.5K +570 +4%
CFS
48
CRA Financial Services
New Jersey
$1.07M -$57.8K -880 -5%
MGIA
49
Moneta Group Investment Advisors
Missouri
$1.04M -$263 -4 -0%
BCWM
50
Bartlett & Co Wealth Management
Ohio
$991K

VIOO Hedge Fund Activity: Q3 2020 in Review

130 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q3 2020, worth a combined $360M — up 13% from $320M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new VIOO positions and 9 closed out — a net gain of 5 holders — while 35 added to existing stakes and 39 trimmed.

The largest buyer was Polianta Ltd, opening a new position worth an estimated $12.4M. The largest seller was Jefferies Group, cutting an estimated $6.57M.

  • 130 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q3 2020, up from 126 in Q2 2020.
  • Funds reported $360M of Vanguard S&P Small-Cap 600 ETF stock for Q3 2020, up 13% quarter-over-quarter.
  • 14 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q3 2020 and 9 closed out, a net change of +5 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q3 2020 was Polianta Ltd, an estimated $12.4M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q3 2020 was Jefferies Group, an estimated $6.57M sold.

Based on aggregated 13F filings for Q3 2020.