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Vanguard S&P Small-Cap 600 ETF
VIOO

114 hedge funds and large institutions have $343M invested in Vanguard S&P Small-Cap 600 ETF in 2018 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 47 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

161% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 18

144% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 9

21% more capital invested

Capital invested by funds: $284M → $343M (+$58.9M)

13% more funds holding

Funds holding: 101 → 114 (+13)

4.22% more ownership

Funds ownership: 59.62% → 63.84% (+4.2%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
114
Holders Change
+13
Holders Change %
+12.87%
% of All Funds
2.61%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
22
Increased
47
Reduced
18
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
HCM
Hollencrest Capital Management
California
+$11.7M
2
LPL Financial
LPL Financial
California
+$7.09M
3
Jane Street
Jane Street
New York
+$4.81M
4
JG
Jefferies Group
New York
+$3.99M
5
PAG
Private Advisor Group
New Jersey
+$2.38M

Top Sellers

Rank Fund Capital Flow
1
CF
Centaurus Financial
California
-$2.62M
2
RJFSA
Raymond James Financial Services Advisors
Florida
-$813K
3
NFG
Next Financial Group
Texas
-$788K
4
LFS
Legacy Financial Strategies
Kansas
-$571K
5
Franklin Resources
Franklin Resources
California
-$561K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
26
Raymond James & Associates
Florida
$2.96M +$499K +6,244 +20%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$2.74M +$851K +10,656 +45%
PAG
28
Private Advisor Group
New Jersey
$2.63M +$2.38M +29,778 +913%
CT
29
Coastline Trust
Rhode Island
$2.54M +$32.9K +412 +1%
REMPR
30
Roof Eidam Maycock Peralta (REMP)
California
$2.25M +$2.26M +28,260 New
FFA
31
First Foundation Advisors
California
$2.09M – – –
Citigroup
32
Citigroup
New York
$2.07M +$154K +1,930 +8%
SLF
33
Sun Life Financial
Ontario, Canada
$2.02M – – –
FAAS
34
First Allied Advisory Services
California
$1.92M +$1.47M +18,446 +324%
TSW
35
Thompson Siegel & Walmsley
Virginia
$1.7M -$47.9K -600 -3%
UCFA
36
United Capital Financial Advisors
Texas
$1.62M +$155K +1,938 +11%
OWM
37
Orgel Wealth Management
Wisconsin
$1.52M +$125K +1,570 +9%
APSP
38
Asset Planning Services (Pennsylvania)
Pennsylvania
$1.15M -$248K -3,100 -17%
LFAS
39
Level Four Advisory Services
Texas
$1.11M +$253K +3,170 +29%
BC
40
Bartlett & Co
Ohio
$1.08M -$20K -250 -2%
BCWM
41
Bartlett & Co Wealth Management
Ohio
$1.08M -$20K -250 -2%
FHC
42
First Heartland Consultants
Missouri
$1.02M -$27.6K -346 -3%
JMPWA
43
JP Morgan Private Wealth Advisors
California
$988K +$615K +7,702 +164%
APA
44
American Portfolios Advisors
New York
$962K +$81K +1,014 +9%
PS
45
Portfolio Strategies
New York
$931K +$932K +11,674 New
NFG
46
Nadler Financial Group
Illinois
$903K – – –
FHA
47
Flagship Harbor Advisors
Massachusetts
$840K +$12.9K +162 +2%
IA
48
IFP Advisors
Florida
$820K +$12K +150 +1%
HSA
49
HBK Sorce Advisory
Pennsylvania
$798K – – –
ZCA
50
Zeke Capital Advisors
Pennsylvania
$734K – – –
1
2
3 4 5

VIOO Hedge Fund Activity: Q3 2018 in Review

114 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q3 2018, worth a combined $343M — up 21% from $284M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new VIOO positions and 9 closed out — a net gain of 13 holders — while 47 added to existing stakes and 18 trimmed.

The largest buyer was Hollencrest Capital Management, opening a new position worth an estimated $11.7M. The largest seller was Centaurus Financial, cutting an estimated $2.62M.

  • 114 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q3 2018, up from 101 in Q2 2018.
  • Funds reported $343M of Vanguard S&P Small-Cap 600 ETF stock for Q3 2018, up 21% quarter-over-quarter.
  • 22 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q3 2018 and 9 closed out, a net change of +13 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q3 2018 was Hollencrest Capital Management, an estimated $11.7M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q3 2018 was Centaurus Financial, an estimated $2.62M sold.

Based on aggregated 13F filings for Q3 2018.