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Vanguard S&P Small-Cap 600 ETF

79 hedge funds and large institutions have $176M invested in Vanguard S&P Small-Cap 600 ETF in 2017 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 22 increasing their positions, 25 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

1% more funds holding

Funds holding: 7879 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

10% less capital invested

Capital invested by funds: $195M → $176M (-$19M)

10.3% less ownership

Funds ownership: 57.42%47.11% (-10%)

12% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 25

Holders
79
Holders Change
+1
Holders Change %
+1.28%
% of All Funds
1.97%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
22
Reduced
25
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$1.35M -$114K -1,784 -8%
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$1.28M -$1.45M -22,734 -55%
APSP
28
Asset Planning Services (Pennsylvania)
Pennsylvania
$1.24M
SG Americas Securities
29
SG Americas Securities
New York
$1.19M
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$1.15M -$363K -5,690 -25%
SLF
31
Sun Life Financial
Ontario, Canada
$1.11M
LFAS
32
Level Four Advisory Services
Texas
$1.05M -$48.5K -760 -5%
UCFA
33
United Capital Financial Advisors
Texas
$952K +$66.8K +1,046 +8%
ZCA
34
Zeke Capital Advisors
Pennsylvania
$892K
B
35
Bridgeworth
Alabama
$848K -$2.5M -39,170 -76%
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$792K -$54.8K -858 -7%
Baird Financial Group
37
Baird Financial Group
Wisconsin
$696K -$7.02K -110 -1%
HSA
38
HBK Sorce Advisory
Pennsylvania
$695K -$11.5K -180 -2%
FHC
39
First Heartland Consultants
Missouri
$683K +$40.4K +632 +7%
FA
40
FDx Advisors
Illinois
$669K +$20.8K +326 +3%
FNBOO
41
First National Bank of Omaha
Nebraska
$610K
FHA
42
Flagship Harbor Advisors
Massachusetts
$600K +$35.6K +558 +7%
IA
43
IFP Advisors
Florida
$580K -$9.58K -150 -2%
CAN
44
Cetera Advisor Networks
California
$554K
CFA
45
Cahill Financial Advisors
Minnesota
$538K -$45.2K -708 -8%
CAPTRUST Financial Advisors
46
CAPTRUST Financial Advisors
North Carolina
$430K +$26.2K +410 +7%
PWW
47
Pettyjohn Wood & White
Virginia
$324K -$4.47K -70 -1%
NPC
48
National Planning Corporation
California
$315K -$321K -5,022 -52%
DWT
49
Dorsey & Whitney Trust
South Dakota
$308K
HighTower Advisors
50
HighTower Advisors
Illinois
$303K

VIOO Hedge Fund Activity: Q3 2017 in Review

79 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q3 2017, worth a combined $176M — down 9.7% from $195M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new VIOO positions and 4 closed out — a net gain of 3 holders — while 22 added to existing stakes and 25 trimmed.

The largest buyer was Bank of America, adding an estimated $4.2M. The largest seller was Wells Fargo, cutting an estimated $17.3M.

  • 79 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q3 2017, up from 78 in Q2 2017.
  • Funds reported $176M of Vanguard S&P Small-Cap 600 ETF stock for Q3 2017, down 9.7% quarter-over-quarter.
  • 7 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q3 2017 and 4 closed out, a net change of +3 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q3 2017 was Bank of America, an estimated $4.2M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q3 2017 was Wells Fargo, an estimated $17.3M sold.

Based on aggregated 13F filings for Q3 2017.