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Vanguard S&P Small-Cap 600 ETF
VIOO

64 hedge funds and large institutions have $165M invested in Vanguard S&P Small-Cap 600 ETF in 2016 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 24 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,400% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 1

140% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 10

37% more capital invested

Capital invested by funds: $121M → $165M (+$44.5M)

28% more funds holding

Funds holding: 50 → 64 (+14)

1.79% more ownership

Funds ownership: 68.92% → 70.71% (+1.8%)

Holders
64
Holders Change
+14
Holders Change %
+28%
% of All Funds
1.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
24
Reduced
10
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Jane Street
Jane Street
New York
+$5.12M
2
Stifel Financial
Stifel Financial
Missouri
+$4.67M
3
UBS Group
UBS Group
Switzerland
+$4.11M
4
LPL Financial
LPL Financial
California
+$3.66M
5
SG Americas Securities
SG Americas Securities
New York
+$2.63M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
-$2.93M
2
TH
Timber Hill
Connecticut
-$820K
3
CAN
Cetera Advisor Networks
California
-$369K
4
Ameriprise
Ameriprise
Minnesota
-$283K
5
UCFA
United Capital Financial Advisors
Texas
-$220K
Name Holding Trade Value Shares
Change 		Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$1.08M +$819K +13,962 +407%
MFS
27
MSI Financial Services
Massachusetts
$1.07M +$72.8K +1,242 +8%
ZCA
28
Zeke Capital Advisors
Pennsylvania
$819K – – –
UCFA
29
United Capital Financial Advisors
Texas
$817K -$220K -3,760 -22%
HSA
30
HBK Sorce Advisory
Pennsylvania
$694K +$53.9K +920 +9%
Susquehanna International Group
31
Susquehanna International Group
Pennsylvania
$688K +$648K +11,046 New
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$685K +$22.9K +390 +4%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$652K +$628K +10,718 New
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$626K -$156K -2,668 -21%
FNBOO
35
First National Bank of Omaha
Nebraska
$560K – – –
Citigroup
36
Citigroup
New York
$540K +$18.2K +310 +4%
CAN
37
Cetera Advisor Networks
California
$514K -$369K -6,300 -43%
IA
38
IFP Advisors
Florida
$506K +$294K +5,020 +162%
FAAS
39
First Allied Advisory Services
California
$485K +$457K +7,796 New
FA
40
FDx Advisors
Illinois
$470K +$443K +7,554 New
FHC
41
First Heartland Consultants
Missouri
$432K -$7.15K -122 -2%
V
42
Veritable
Delaware
$429K +$404K +6,892 New
FHA
43
Flagship Harbor Advisors
Massachusetts
$352K +$335K +5,718 New
KeyBank National Association
44
KeyBank National Association
Ohio
$346K +$22.3K +380 +7%
PWW
45
Pettyjohn Wood & White
Virginia
$294K – – –
CAPTRUST Financial Advisors
46
CAPTRUST Financial Advisors
North Carolina
$256K +$220K +3,750 +1,025%
DCM
47
Donaldson Capital Management
Indiana
$249K – – –
William Blair & Company
48
William Blair & Company
Illinois
$216K +$204K +3,472 New
US Bancorp
49
US Bancorp
Minnesota
$166K -$5.86K -100 -4%
WA
50
WFG Advisors
Texas
$112K +$106K +1,806 New
1
2
3

VIOO Hedge Fund Activity: Q4 2016 in Review

64 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q4 2016, worth a combined $165M — up 37% from $121M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new VIOO positions and 1 closed out — a net gain of 14 holders — while 24 added to existing stakes and 10 trimmed.

The largest buyer was Jane Street, adding an estimated $5.12M. The largest seller was Goldman Sachs, cutting an estimated $2.93M.

  • 64 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q4 2016, up from 50 in Q3 2016.
  • Funds reported $165M of Vanguard S&P Small-Cap 600 ETF stock for Q4 2016, up 37% quarter-over-quarter.
  • 15 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q4 2016 and 1 closed out, a net change of +14 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q4 2016 was Jane Street, an estimated $5.12M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q4 2016 was Goldman Sachs, an estimated $2.93M sold.

Based on aggregated 13F filings for Q4 2016.