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Vanguard S&P Small-Cap 600 ETF

48 hedge funds and large institutions have $65M invested in Vanguard S&P Small-Cap 600 ETF in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

7% more funds holding

Funds holding: 4548 (+3)

0% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 16

3% less capital invested

Capital invested by funds: $67.2M → $65M (-$2.27M)

7.81% less ownership

Funds ownership: 61.49%53.68% (-7.8%)

Holders
48
Holders Change
+3
Holders Change %
+6.67%
% of All Funds
1.28%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
16
Reduced
16
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CAN
26
Cetera Advisor Networks
California
$321K -$18.8K -400 -6%
KeyBank National Association
27
KeyBank National Association
Ohio
$320K +$17.6K +374 +6%
PWW
28
Pettyjohn Wood & White
Virginia
$283K +$4.71K +100 +2%
VF
29
Virtu Financial
New York
$258K -$270K -5,728 -53%
CAPTRUST Financial Advisors
30
CAPTRUST Financial Advisors
North Carolina
$210K +$21.4K +454 +12%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$184K +$5.27K +112 +3%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$162K +$63.1K +1,340 +72%
US Bancorp
33
US Bancorp
Minnesota
$141K -$18.8K -400 -13%
PFPT
34
Pinnacle Financial Partners (Tennessee)
Tennessee
$135K +$125K +2,648 New
AIG
35
American International Group
New York
$133K +$17.5K +372 +17%
Bessemer Group
36
Bessemer Group
New Jersey
$133K +$122K +2,600 New
DADC
37
D.A. Davidson & Co
Montana
$65K +$10.9K +232 +22%
AF
38
Allworth Financial
California
$58K -$94 -2 -0.2%
RBC
39
Roble Belko & Company
Pennsylvania
$26K
WRM
40
Westport Resources Management
Connecticut
$26K +$11.8K +250 +100%
WEC
41
Winslow Evans & Crocker
Massachusetts
$23.3K +$21.5K +456 New
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$15K
IA
43
IFP Advisors
Florida
$9K -$3.58K -76 -38%
SBL
44
Sargent Bickham Lagudis
Colorado
$8K +$7.43K +158 New
GWM
45
Geneos Wealth Management
Colorado
$8K +$7.81K +166 New
AC
46
Alexandria Capital
Virginia
$6K
AIM
47
Advantage Investment Management
Iowa
-$800K -16,138 Closed
SLF
48
Sun Life Financial
Ontario, Canada
-$491K -9,902 Closed
VFS
49
VSR Financial Services
Kansas
-$220K -4,434 Closed
AIA
50
Allegis Investment Advisors
Idaho
-$18K -362 Closed

VIOO Hedge Fund Activity: Q1 2016 in Review

48 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q1 2016, worth a combined $65M — down 3.4% from $67.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new VIOO positions and 4 closed out — a net gain of 3 holders — while 16 added to existing stakes and 16 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $2.21M. The largest seller was Morgan Stanley, cutting an estimated $3.96M.

  • 48 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q1 2016, up from 45 in Q4 2015.
  • Funds reported $65M of Vanguard S&P Small-Cap 600 ETF stock for Q1 2016, down 3.4% quarter-over-quarter.
  • 7 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q1 2016 and 4 closed out, a net change of +3 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q1 2016 was Raymond James Financial Services Advisors, an estimated $2.21M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q1 2016 was Morgan Stanley, an estimated $3.96M sold.

Based on aggregated 13F filings for Q1 2016.