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Vanguard S&P Small-Cap 600 ETF

45 hedge funds and large institutions have $67.2M invested in Vanguard S&P Small-Cap 600 ETF in 2015 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 19 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 3

217% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 6

25% more funds holding

Funds holding: 3645 (+9)

23% more capital invested

Capital invested by funds: $54.5M → $67.2M (+$12.7M)

6.31% more ownership

Funds ownership: 55.19%61.49% (+6.3%)

Holders
45
Holders Change
+9
Holders Change %
+25%
% of All Funds
1.18%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
19
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KeyBank National Association
26
KeyBank National Association
Ohio
$293K +$5.93K +116 +2%
PWW
27
Pettyjohn Wood & White
Virginia
$269K +$278K +5,436 New
CT
28
Coastline Trust
Rhode Island
$241K +$249K +4,870 New
VFS
29
VSR Financial Services
Kansas
$220K +$227K +4,434 New
CAPTRUST Financial Advisors
30
CAPTRUST Financial Advisors
North Carolina
$182K
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$172K -$96.5K -1,888 -35%
US Bancorp
32
US Bancorp
Minnesota
$157K
AIG
33
American International Group
New York
$111K +$22.6K +442 +25%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$92K -$3.78K -74 -4%
AF
35
Allworth Financial
California
$57K +$1.33K +26 +2%
DADC
36
D.A. Davidson & Co
Montana
$52K +$19.3K +378 +56%
RBC
37
Roble Belko & Company
Pennsylvania
$25K
AIA
38
Allegis Investment Advisors
Idaho
$18K +$18.5K +362 New
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$15K
WRM
40
Westport Resources Management
Connecticut
$12K
IA
41
IFP Advisors
Florida
$10K +$10.2K +200 New
AC
42
Alexandria Capital
Virginia
$5K
FNBOO
43
First National Bank of Omaha
Nebraska
$416
JG
44
Jefferies Group
New York
-$2.42M -50,000 Closed
FHA
45
First Horizon Advisors
Tennessee
-$109K -2,268 Closed
BFEC
46
Benjamin F. Edwards & Company
Missouri
-$48K -990 Closed
BlackRock
47
BlackRock
New York
+$307 +6 New

VIOO Hedge Fund Activity: Q4 2015 in Review

45 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q4 2015, worth a combined $67.2M — up 23% from $54.5M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new VIOO positions and 3 closed out — a net gain of 9 holders — while 19 added to existing stakes and 6 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.51M. The largest seller was UBS Group, cutting an estimated $3.15M.

  • 45 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q4 2015, up from 36 in Q3 2015.
  • Funds reported $67.2M of Vanguard S&P Small-Cap 600 ETF stock for Q4 2015, up 23% quarter-over-quarter.
  • 12 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q4 2015 and 3 closed out, a net change of +9 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q4 2015 was Morgan Stanley, an estimated $5.51M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q4 2015 was UBS Group, an estimated $3.15M sold.

Based on aggregated 13F filings for Q4 2015.