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First Trust Smith Unconstrained Bond ETF
UCON

Overview Fund Activity

88 hedge funds and large institutions have $469M invested in First Trust Smith Unconstrained Bond ETF in 2021 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 52 increasing their positions, 14 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
88
Holders Change
+2
Holders Change %
+2.33%
% of All Funds
1.55%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.07%
New
14
Increased
52
Reduced
14
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$39.3M
2
Bank of America
2
Bank of America
North Carolina
$16.9M
3
LPL Financial
3
LPL Financial
California
$63.9M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$26.8M
5
RCAG
5
Rehmann Capital Advisory Group
Michigan
$7.64M

Top Sellers

1
WCFA
1
Walkner Condon Financial Advisors
Wisconsin
$0
2
FTUS
2
Flow Traders U.S.
New York
$0
3
LFAS
3
Level Four Advisory Services
Texas
$0
4
JWCA
4
J.W. Cole Advisors
Florida
$0
5
EE
5
EWG Elevate
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AI
26
Atria Investments
North Carolina
$4.5M -$335K -12,618 -7%
AIC
27
Ameritas Investment Company
Nebraska
$4.29M +$3.98M +149,745 +1,307%
AWA
28
Arkadios Wealth Advisors
Georgia
$4.21M +$208K +7,830 +5%
ECA
29
Elevated Capital Advisors
Utah
$4.02M +$4.02M +151,053 New
FAIM
30
Financial Advocates Investment Management
Washington
$3.98M +$704K +26,470 +21%
CPIG
31
Chicago Partners Investment Group
Illinois
$3.92M +$329K +12,444 +9%
SCA
32
Snowden Capital Advisors
New York
$3.5M +$557K +20,942 +19%
SPIA
33
Steward Partners Investment Advisory
New York
$3.44M +$3.18M +119,669 +1,218%
CG
34
Colony Group
Massachusetts
$3.34M +$424K +15,962 +15%
SPC
35
Sigma Planning Corp
Michigan
$3.12M +$8.08K +304 +0.3%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$3.02M +$137K +5,168 +5%
MA
37
Mutual Advisors
Nebraska
$2.95M +$2.95M +111,037 New
OMC
38
Old Mission Capital
Illinois
$2.86M +$898K +33,803 +46%
CCA
39
Childress Capital Advisors
Texas
$2.4M +$91.5K +3,443 +4%
WA
40
WESPAC Advisors
California
$2.32M +$1.36M +51,303 +143%
QAM
41
Q3 Asset Management
Michigan
$2.04M +$31.8K +1,195 +2%
Jane Street
42
Jane Street
New York
$1.96M +$1.96M +73,722 New
MML Investors Services
43
MML Investors Services
Massachusetts
$1.92M +$539K +20,273 +39%
GM
44
GeoWealth Management
Illinois
$1.77M +$1.77M +66,530 New
FPF
45
First Pacific Financial
Washington
$1.73M -$45.2K -1,700 -3%
GIA
46
Gladstone Institutional Advisory
Florida
$1.58M +$61.5K +2,316 +4%
CA
47
Crumly & Associates
Illinois
$1.39M +$397K +14,946 +40%
RJFSA
48
Raymond James Financial Services Advisors
Florida
$1.21M +$64.4K +2,422 +6%
RJA
49
Raymond James & Associates
Florida
$1.12M +$185K +6,966 +20%
Citadel Advisors
50
Citadel Advisors
Florida
$1.05M +$483K +18,154 +85%
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