Level Four Advisory Services’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Level Four Advisory Services’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-74,019	Closed	-$1.97M	–	638
2021 Q2	$1.97M	Buy	+74,019	New	+$1.97M	0.14%	171

Other funds holding UCON

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return

DWM

Darwin Wealth Management Tampa, Florida $321M AUM 17.94% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

JWM

Janiczek Wealth Management Denver, Colorado $477M AUM 15.17% 1-Year Est. Return

AWM

AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

Level Four Advisory Services's UCON Position: Q3 2021 in Review

Level Four Advisory Services sold out of First Trust Smith Unconstrained Bond ETF (UCON) in Q3 2021, closing a stake of 74,019 shares — an estimated $1.97M sold.

Level Four Advisory Services first reported a position in UCON in Q2 2021 and held it in 1 quarter. The position peaked at $1.97M in Q2 2021. 88 funds tracked by Wall St. Rank hold UCON as of Q3 2021.

Level Four Advisory Services reported no remaining First Trust Smith Unconstrained Bond ETF position as of Q3 2021 after selling out during the quarter.
Level Four Advisory Services sold 74,019 First Trust Smith Unconstrained Bond ETF shares in Q3 2021, an estimated $1.97M.
Level Four Advisory Services first reported a position in First Trust Smith Unconstrained Bond ETF in Q2 2021 and held it in 1 quarter.
Level Four Advisory Services's First Trust Smith Unconstrained Bond ETF position peaked at $1.97M in Q2 2021.
88 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q3 2021.

Based on Level Four Advisory Services's 13F filing for Q3 2021, filed 12 Oct 2021.