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First Trust Smith Unconstrained Bond ETF
UCON

Overview Fund Activity

68 hedge funds and large institutions have $228M invested in First Trust Smith Unconstrained Bond ETF in 2021 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 32 increasing their positions, 15 reducing their positions, and 4 closing their positions.

Holders
68
Holders Change
+11
Holders Change %
+19.3%
% of All Funds
1.2%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
15
Increased
32
Reduced
15
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
JWM
1
Janiczek Wealth Management
Colorado
$14.5M
2
AWM
2
AE Wealth Management
Kansas
$6.3M
3
QA
3
Quantitative Advantage
Minnesota
$5.04M
4
FHC
4
First Heartland Consultants
Missouri
$4.99M
5
HSA
5
HBK Sorce Advisory
Pennsylvania
$9.3M

Top Sellers

1
AI
1
Atria Investments
North Carolina
$7.32M
2
LPL Financial
2
LPL Financial
California
$44.7M
3
PFS
3
Prospera Financial Services
Texas
$802K
4
VR
4
Viridian RIA
Washington
$418K
5
MSFS
5
Main Street Financial Solutions
Pennsylvania
$1.04M
Name Market Value Shares Shares
Change 		Shares
Change %
WA
26
WESPAC Advisors
California
$1.76M 66,072 -1,030 -2%
WCFA
27
Walkner Condon Financial Advisors
Wisconsin
$1.53M 57,341 +57,341 New
SPC
28
Sigma Planning Corp
Michigan
$1.46M 54,945 -11,725 -18%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$1.43M 53,603 +24,964 +87%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$1.37M 51,541 +4,231 +9%
HI
31
Harbour Investments
Wisconsin
$1.35M 50,714 +50,714 New
RJFSA
32
Raymond James Financial Services Advisors
Florida
$1.2M 45,021 -895 -2%
JWCA
33
J.W. Cole Advisors
Florida
$1.08M 40,466 +21,353 +112%
MSFS
34
Main Street Financial Solutions
Pennsylvania
$1.04M 38,937 -13,900 -26%
Citadel Advisors
35
Citadel Advisors
Florida
$961K 36,092 +36,092 New
RJA
36
Raymond James & Associates
Florida
$909K 34,139 +15,203 +80%
HAS
37
HBW Advisory Services
California
$879K 33,021 +4,351 +15%
PFS
38
Prospera Financial Services
Texas
$802K 30,082 -29,244 -49%
LI
39
LVZ Inc
Michigan
$728K 27,328 +3,261 +14%
SWP
40
Stratos Wealth Partners
Ohio
$726K 27,271 +14,630 +116%
BA
41
Bridgewater Advisors
New York
$704K 26,440 +26,440 New
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
$666K 24,992 +24,992 New
GWA
43
GGM Wealth Advisors
Maryland
$661K 24,845 – –
UCFA
44
United Capital Financial Advisors
Texas
$649K 24,385 – –
MHS
45
M Holdings Securities
Oregon
$630K 23,658 -2,861 -11%
SW
46
SteelPeak Wealth
California
$598K 22,460 -1,885 -8%
NFG
47
Next Financial Group
Texas
$487K 18,283 +3,602 +25%
HT
48
HighTower Trust
Texas
$450K 16,899 – –
BCI
49
Brinker Capital Investments
Pennsylvania
$433K 16,252 – –
VR
50
Viridian RIA
Washington
– – -19,734 Closed
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2
3