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First Trust Smith Unconstrained Bond ETF

43 hedge funds and large institutions have $137M invested in First Trust Smith Unconstrained Bond ETF in 2020 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 9 increasing their positions, 21 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

10% more capital invested

Capital invested by funds: $125M → $137M (+$12.7M)

2.89% more ownership

Funds ownership: 70.25%73.14% (+2.9%)

0% more funds holding

Funds holding: 4343 (0)

0% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 10

57% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 21

Holders
43
Holders Change
Holders Change %
0%
% of All Funds
0.88%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.08%
New
10
Increased
9
Reduced
21
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
26
Citadel Advisors
Florida
$416K -$1.19M -47,376 -75%
CA
27
Claro Advisors
Massachusetts
$362K -$121K -4,828 -26%
JWCA
28
J.W. Cole Advisors
Florida
$355K +$346K +13,801 New
HT
29
HighTower Trust
Texas
$339K
CPIG
30
Chicago Partners Investment Group
Illinois
$329K +$84.2K +3,355 +36%
RIA
31
Regal Investment Advisors
Michigan
$312K +$304K +12,116 New
SWP
32
Stratos Wealth Partners
Ohio
$299K -$237K -9,444 -45%
LI
33
LVZ Inc
Michigan
$294K +$7.93K +316 +3%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$274K +$727 +29 +0.3%
AWM
35
AE Wealth Management
Kansas
$221K -$67.4K -2,687 -24%
SS
36
Simplicity Solutions
Minnesota
$205K -$52.1K -2,077 -21%
GWM
37
Geneos Wealth Management
Colorado
$161K
IWP
38
IAG Wealth Partners
Wisconsin
$151K -$80.3K -3,200 -35%
PAG
39
Private Advisor Group
New Jersey
$133K +$129K +5,160 New
TPWA
40
TRUE Private Wealth Advisors
Oregon
$119K -$1.41K -56 -1%
AWA
41
Arkadios Wealth Advisors
Georgia
$53.5K +$426 +17 +0.8%
Wells Fargo
42
Wells Fargo
California
$30K +$29K +1,157 +115,700%
Morgan Stanley
43
Morgan Stanley
New York
$6K
Susquehanna International Group
44
Susquehanna International Group
Pennsylvania
-$3.52M -145,804 Closed
FTUS
45
Flow Traders U.S.
New York
-$1.26M -52,261 Closed
MML Investors Services
46
MML Investors Services
Massachusetts
-$991K -41,031 Closed
GSWM
47
Golden State Wealth Management
California
-$401K -16,600 Closed
BSW
48
Buckingham Strategic Wealth
Missouri
-$331K -13,705 Closed
SI
49
Stephens Inc
Arkansas
-$287K -11,900 Closed
TSS
50
Two Sigma Securities
New York
-$243K -10,049 Closed

UCON Hedge Fund Activity: Q2 2020 in Review

43 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Unconstrained Bond ETF (UCON) for Q2 2020, worth a combined $137M — up 10% from $125M a quarter earlier.

Fund positioning in UCON was balanced in Q2 2020: 10 funds opened new positions, 10 closed out, 9 added to existing stakes and 21 trimmed.

The largest buyer was Atria Investments, opening a new position worth an estimated $10.5M. The largest seller was Janney Montgomery Scott, cutting an estimated $4M.

  • 43 institutional investors held First Trust Smith Unconstrained Bond ETF (UCON) as of Q2 2020, unchanged from Q1 2020.
  • Funds reported $137M of First Trust Smith Unconstrained Bond ETF stock for Q2 2020, up 10% quarter-over-quarter.
  • 10 funds opened new First Trust Smith Unconstrained Bond ETF positions in Q2 2020 and 10 closed out, a net change of 0 holders.
  • The largest First Trust Smith Unconstrained Bond ETF buyer in Q2 2020 was Atria Investments, an estimated $10.5M added.
  • The largest First Trust Smith Unconstrained Bond ETF seller in Q2 2020 was Janney Montgomery Scott, an estimated $4M sold.

Based on aggregated 13F filings for Q2 2020.