UCON icon

First Trust Smith Unconstrained Bond ETF
UCON

Overview Fund Activity

43 hedge funds and large institutions have $153M invested in First Trust Smith Unconstrained Bond ETF in 2019 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 18 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
+11
Holders Change %
+34.38%
% of All Funds
0.85%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
17
Increased
18
Reduced
6
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HighTower Advisors
HighTower Advisors
Illinois
+$10.2M
2
Citadel Advisors
Citadel Advisors
Florida
+$8.95M
3
IAA
Independent Advisor Alliance
North Carolina
+$7.95M
4
NCM
Northwest Capital Management
Oregon
+$5M
5
CFD
Creative Financial Designs
Indiana
+$4.09M

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$11M
2
FTUS
Flow Traders U.S.
New York
-$1.59M
3
GSWM
Golden State Wealth Management
California
-$463K
4
NFG
Next Financial Group
Texas
-$295K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$202K
Name Holding Trade Value Shares
Change 		Shares
Change %
SS
26
Simplicity Solutions
Minnesota
$365K +$365K +14,090 New
AWM
27
AE Wealth Management
Kansas
$365K +$365K +14,090 New
HT
28
HighTower Trust
Texas
$341K +$341K +13,188 New
JWCA
29
J.W. Cole Advisors
Florida
$305K +$305K +11,788 New
QAM
30
Q3 Asset Management
Michigan
$294K +$294K +11,379 New
LI
31
LVZ Inc
Michigan
$291K -$41.2K -1,591 -12%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$290K +$750 +29 +0.3%
IWP
33
IAG Wealth Partners
Wisconsin
$258K +$258K +9,940 New
CPIG
34
Chicago Partners Investment Group
Illinois
$239K +$239K +9,209 New
WAS
35
Wealth Advisory Solutions
Indiana
$235K +$235K +9,109 New
GWM
36
Geneos Wealth Management
Colorado
$162K +$9.44K +365 +6%
BCI
37
Brinker Capital Investments
Pennsylvania
$161K – – –
TPWA
38
TRUE Private Wealth Advisors
Oregon
$102K +$102K +3,951 New
Northwestern Mutual Wealth Management
39
Northwestern Mutual Wealth Management
Wisconsin
$50K +$50K +1,917 New
Morgan Stanley
40
Morgan Stanley
New York
$18K – – –
APWM
41
Atlas Private Wealth Management
New York
$4K +$4K +150 New
AWA
42
Arkadios Wealth Advisors
Georgia
$2.77K +$2.77K +106 New
Susquehanna International Group
43
Susquehanna International Group
Pennsylvania
– -$11M -427,470 Closed
FTUS
44
Flow Traders U.S.
New York
– -$1.59M -61,661 Closed
GSWM
45
Golden State Wealth Management
California
– -$463K -17,950 Closed
IA
46
IFP Advisors
Florida
– -$26K -1,000 Closed
1
2