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State Street SPDR US Small Cap Low Volatility Index ETF

71 hedge funds and large institutions have $112M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2019 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 12

35% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 17

16% more capital invested

Capital invested by funds: $96.3M → $112M (+$15.9M)

8% more funds holding

Funds holding: 6671 (+5)

0.85% more ownership

Funds ownership: 42.01%42.86% (+0.85%)

Holders
71
Holders Change
+5
Holders Change %
+7.58%
% of All Funds
1.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
23
Reduced
17
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$717K +$59.4K +634 +9%
FHA
27
Flagship Harbor Advisors
Massachusetts
$659K +$124K +1,320 +24%
VA
28
Valmark Advisers
Ohio
$645K +$635K +6,783 New
PCS
29
Personal CFO Solutions
New Jersey
$593K +$584K +6,233 New
RJA
30
Raymond James & Associates
Florida
$566K -$56.1K -599 -9%
CA
31
Cetera Advisors
Colorado
$530K +$6.46K +69 +1%
MA
32
MONECO Advisors
Connecticut
$489K +$281 +3 +0.1%
AP
33
Appleton Partners
Massachusetts
$453K -$104K -1,107 -19%
CC
34
Courier Capital
New York
$394K +$3K +32 +0.8%
AWM
35
AE Wealth Management
Kansas
$384K +$96.6K +1,031 +34%
COI
36
Capital One Investing
Virginia
$312K +$305K +3,259 New
SFS
37
Sowell Financial Services
Arkansas
$296K +$292K +3,113 New
OIA
38
OneDigital Investment Advisors
Kansas
$288K +$284K +3,028 New
VNA
39
Valley National Advisers
Pennsylvania
$287K
Stifel Financial
40
Stifel Financial
Missouri
$282K -$3.56K -38 -1%
FHC
41
First Heartland Consultants
Missouri
$277K +$38K +406 +16%
CPA
42
Capital Planning Advisors
California
$275K +$271K +2,897 New
Susquehanna International Group
43
Susquehanna International Group
Pennsylvania
$273K +$269K +2,874 New
AG
44
Advisor Group
Arizona
$247K -$43.2K -461 -15%
Baird Financial Group
45
Baird Financial Group
Wisconsin
$238K
WCF
46
West Coast Financial
California
$208K -$52K -555 -20%
CIAS
47
Capital Investment Advisory Services
North Carolina
$184K
PFGIA
48
Patriot Financial Group Insurance Agency
Massachusetts
$152K
US Bancorp
49
US Bancorp
Minnesota
$59K -$3K -32 -5%
EIP
50
Ellis Investment Partners
Pennsylvania
$54K +$375 +4 +0.7%

SMLV Hedge Fund Activity: Q3 2019 in Review

71 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q3 2019, worth a combined $112M — up 16% from $96.3M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new SMLV positions and 12 closed out — a net gain of 5 holders — while 23 added to existing stakes and 17 trimmed.

The largest buyer was Citigroup, adding an estimated $4.41M. The largest seller was Ameriprise, cutting an estimated $1.52M.

  • 71 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q3 2019, up from 66 in Q2 2019.
  • Funds reported $112M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q3 2019, up 16% quarter-over-quarter.
  • 17 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q3 2019 and 12 closed out, a net change of +5 holders.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q3 2019 was Citigroup, an estimated $4.41M added.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q3 2019 was Ameriprise, an estimated $1.52M sold.

Based on aggregated 13F filings for Q3 2019.