Thoroughbred Financial Services’s State Street SPDR US Small Cap Low Volatility Index ETF SMLV Stock Holding History

Thoroughbred Financial Services’s Portfolio SMLV Stock Details SMLV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-7,533	Closed	-$795K	–	244
2019 Q2	$795K	Buy	+7,533	New	+$697K	0.3%	88
2019 Q1	–	Sell	-4,800	Closed	-$416K	–	237
2018 Q4	$416K	Buy	+4,800	New	+$432K	0.2%	115

Other funds holding SMLV

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Advisornet Financial Minnetonka, Minnesota $2.19B AUM 21.28% 1-Year Est. Return

CCFM

Clear Creek Financial Management Silverdale, Washington $1.3B AUM 20.31% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Thoroughbred Financial Services's SMLV Position: Q3 2019 in Review

Thoroughbred Financial Services sold out of State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) in Q3 2019, closing a stake of 7,533 shares — an estimated $795K sold.

Thoroughbred Financial Services first reported a position in SMLV in Q4 2018 and held it in 2 quarters. The position peaked at $795K in Q2 2019. 71 funds tracked by Wall St. Rank hold SMLV as of Q3 2019.

Thoroughbred Financial Services reported no remaining State Street SPDR US Small Cap Low Volatility Index ETF position as of Q3 2019 after selling out during the quarter.
Thoroughbred Financial Services sold 7,533 State Street SPDR US Small Cap Low Volatility Index ETF shares in Q3 2019, an estimated $795K.
Thoroughbred Financial Services first reported a position in State Street SPDR US Small Cap Low Volatility Index ETF in Q4 2018 and held it in 2 quarters.
Thoroughbred Financial Services's State Street SPDR US Small Cap Low Volatility Index ETF position peaked at $795K in Q2 2019.
71 funds tracked by Wall St. Rank held State Street SPDR US Small Cap Low Volatility Index ETF as of Q3 2019.

Based on Thoroughbred Financial Services's 13F filing for Q3 2019, filed 12 Nov 2019.