Advisor Group’s State Street SPDR US Small Cap Low Volatility Index ETF SMLV Stock Holding History

Advisor Group’s Portfolio SMLV Stock Details SMLV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$408K	Buy	4,063 +1,479	+57%	+$145K	﹤0.01%	1818
2019 Q3	$247K	Sell	2,584 -461	-15%	-$43.2K	﹤0.01%	2160
2019 Q2	$284K	Buy	3,045 +175	+6%	+$16.2K	﹤0.01%	2044
2019 Q1	$262K	Sell	2,870 -940	-25%	-$85K	﹤0.01%	2053
2018 Q4	$317K	Buy	3,810 +2,274	+148%	+$205K	﹤0.01%	1740
2018 Q3	$149K	Buy	1,536 +1,284	+510%	+$125K	﹤0.01%	2423
2018 Q2	$24K	Buy	252 +1	+0.4%	+$92	﹤0.01%	3609
2018 Q1	$22K	Buy	251 +1	+0.4%	+$90	﹤0.01%	3635
2017 Q4	$23K	Hold	250	–	–	﹤0.01%	3632
2017 Q3	$24K	Sell	250 -565	-69%	-$52K	﹤0.01%	3462
2017 Q2	$76K	Sell	815 -5,066	-86%	-$465K	﹤0.01%	2528
2017 Q1	$538K	Sell	5,881 -217	-4%	-$19.9K	0.01%	1029
2016 Q4	$570K	Buy	6,098 +2,329	+62%	+$203K	0.01%	941
2016 Q3	$309K	Buy	3,769 +553	+17%	+$45.1K	0.01%	1253
2016 Q2	$250K	Buy	+3,216	New	+$247K	0.01%	1301

Other funds holding SMLV

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

AAS

Avantax Advisory Services Dallas, Texas $18.2B AUM 15.06% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Advisornet Financial Minnetonka, Minnesota $1.93B AUM 18.43% 1-Year Est. Return

MWM

McNaughton Wealth Management San Diego, California $282M AUM 18.63% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

CCFM

Clear Creek Financial Management Silverdale, Washington $1.3B AUM 20.31% 1-Year Est. Return

Advisor Group's SMLV Position: Q4 2019 in Review

Advisor Group increased its State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) stake by 57% in Q4 2019, buying an estimated $145K and bringing the position to 4,063 shares worth $408K. The position accounts for ﹤0.01% of the portfolio, ranked #1818.

Advisor Group first reported a position in SMLV in Q2 2016 and has held it in 15 quarters since. The position peaked at $570K in Q4 2016. 88 funds tracked by Wall St. Rank hold SMLV as of Q4 2019.

Advisor Group held 4,063 shares of State Street SPDR US Small Cap Low Volatility Index ETF worth $408K as of Q4 2019.
Advisor Group bought 1,479 State Street SPDR US Small Cap Low Volatility Index ETF shares in Q4 2019, an estimated $145K.
State Street SPDR US Small Cap Low Volatility Index ETF made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #1818 holding.
Advisor Group first reported a position in State Street SPDR US Small Cap Low Volatility Index ETF in Q2 2016 and has held it in 15 quarters since.
Advisor Group's State Street SPDR US Small Cap Low Volatility Index ETF position peaked at $570K in Q4 2016.
88 funds tracked by Wall St. Rank held State Street SPDR US Small Cap Low Volatility Index ETF as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.