State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
29 hedge funds and large institutions have $58.7M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2016 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 18 increasing their positions, 1 reducing their positions, and 3 closing their positions.
1,700% more repeat investments, than reductions
Existing positions increased: 18 | Existing positions reduced: 1
67% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 3
40% more capital invested
Capital invested by funds: $42M → $58.7M (+$16.7M)
7% more funds holding
Funds holding: 27 → 29 (+2)
14.11% less ownership
Funds ownership: 63.54% → 49.43% (-14%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Ameriprise
Minneapolis,
Minnesota
|
+$3.52M |
| 2 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$3.05M |
| 3 |
SPC
Sigma Planning Corp
Ann Arbor,
Michigan
|
+$1.68M |
| 4 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$1.04M |
| 5 |
UCFA
United Capital Financial Advisors
Irving,
Texas
|
+$962K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Axa
Paris,
France
|
-$157K |
| 2 |
AWMS
Advocacy Wealth Management Services
Atlanta,
Georgia
|
-$128K |
| 3 |
Creative Planning
Overland Park,
Kansas
|
-$77K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BCI
26
Brinker Capital Investments
Berwyn,
Pennsylvania
| $24K | – | – | – |
|
27
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $10K | – | – | – |
|
|
28
Axa
Paris,
France
| – | -$157K | -2,010 | Closed |
|
|
29
Creative Planning
Overland Park,
Kansas
| – | -$77K | -993 | Closed |
|
|
TRCT
30
Tower Research Capital (TRC)
New York
| – | +$407 | +5 | New |
|
SMLV Hedge Fund Activity: Q3 2016 in Review
29 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q3 2016, worth a combined $58.7M — up 40% from $42M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new SMLV positions and 3 closed out — a net gain of 2 holders — while 18 added to existing stakes and 1 trimmed.
The largest buyer was Ameriprise, adding an estimated $3.52M. The largest seller was Axa, exiting entirely with an estimated $157K sold.
- 29 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q3 2016, up from 27 in Q2 2016.
- Funds reported $58.7M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q3 2016, up 40% quarter-over-quarter.
- 5 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q3 2016 and 3 closed out, a net change of +2 holders.
- The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q3 2016 was Ameriprise, an estimated $3.52M added.
- The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q3 2016 was Axa, an estimated $157K sold.
Based on aggregated 13F filings for Q3 2016.