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Sumitomo Mitsui Financial

153 hedge funds and large institutions have $960M invested in Sumitomo Mitsui Financial in 2014 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 53 increasing their positions, 59 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.05% less ownership

Funds ownership: 9.3%9.26% (-0.05%)

6% less funds holding

Funds holding: 162153 (-9)

10% less repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 59

11% less capital invested

Capital invested by funds: $1.08B → $960M (-$124M)

17% less first-time investments, than exits

New positions opened: 25 | Existing positions closed: 30

99% less call options, than puts

Call options by funds: $25K | Put options by funds: $3.4M

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
153
Holders Change
-9
Holders Change %
-5.56%
% of All Funds
4.08%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
25
Increased
53
Reduced
59
Closed
30
Calls
$25K
Puts
$3.4M
Net Calls
-$3.37M
Net Calls Change
-$6.6M
Name Holding Trade Value Shares
Change
Change in
Stake
NPC
151
National Planning Corporation
California
$665 +$721 +95 New
WEC
152
Winslow Evans & Crocker
Massachusetts
$518 -$14.1K -1,852 -96%
BRWA
153
B. Riley Wealth Advisors
Florida
$15 +$15.2K +2,008 New
GI
154
Glovista Investments
New Jersey
-$5.04M -615,192 Closed
NM
155
Nokota Management
New York
-$4.5M -549,000 Closed
Fiera Capital (Canada)
156
Fiera Capital (Canada)
Quebec, Canada
-$4.24M -517,000 Closed
SC
157
Seawolf Capital
New York
-$4.17M -509,000 Closed
CM
158
Castleark Management
Illinois
-$4.37M -505,000 Closed
EVM
159
Eaton Vance Management
Massachusetts
-$942K -114,776 Closed
Citadel Advisors
160
Citadel Advisors
Florida
-$702K -85,607 Closed
HI
161
HBK Investments
Texas
-$654K -79,716 Closed
PAMU
162
Pictet Asset Management (UK)
United Kingdom
-$335K -40,856 Closed
HCM
163
Herndon Capital Management
Georgia
-$242K -29,520 Closed
PP
164
PDT Partners
New York
-$198K -24,200 Closed
AIM
165
abrdn Investment Management
United Kingdom
-$193K -23,560 Closed
CBN
166
Cadence Bank NA
Texas
-$184K -22,344 Closed
BFA
167
BlackRock Fund Advisors
California
-$157K -19,195 Closed
1GA
168
1st Global Advisors
Texas
-$130K -15,827 Closed
ST
169
Spot Trading
Illinois
-$108K -13,172 Closed
CIA
170
Choate Investment Advisors
Massachusetts
-$105K -12,770 Closed
UCFA
171
United Capital Financial Advisors
Texas
-$104K -12,729 Closed
BSW
172
Buckingham Strategic Wealth
Missouri
-$97K -11,827 Closed
NEPWA
173
New England Private Wealth Advisors
Massachusetts
-$85K -10,331 Closed
Acadian Asset Management
174
Acadian Asset Management
Massachusetts
-$62K -7,554 Closed
CTC
175
Central Trust Company
Missouri
-$38K -4,642 Closed

SMFG Hedge Fund Activity: Q4 2014 in Review

153 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q4 2014, worth a combined $960M — down 11% from $1.08B a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of SMFG and 25 opened new positions — a net loss of 5 holders — while 59 trimmed existing stakes and 53 added.

The largest buyer was Renaissance Group, opening a new position worth an estimated $11.2M. The largest seller was Capital World Investors, cutting an estimated $14.8M.

  • 153 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q4 2014, down from 162 in Q3 2014.
  • Funds reported $960M of Sumitomo Mitsui Financial stock for Q4 2014, down 11% quarter-over-quarter.
  • 25 funds opened new Sumitomo Mitsui Financial positions in Q4 2014 and 30 closed out, a net change of -5 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q4 2014 was Renaissance Group, an estimated $11.2M added.
  • The largest Sumitomo Mitsui Financial seller in Q4 2014 was Capital World Investors, an estimated $14.8M sold.

Based on aggregated 13F filings for Q4 2014.