1st Global Advisors’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

1st Global Advisors’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-15,827	Closed	-$130K	–	484
2014 Q3	$130K	Sell	15,827 -2,218	-12%	-$18.2K	0.02%	436
2014 Q2	$153K	Buy	18,045 +7,915	+78%	+$65.2K	0.02%	433
2014 Q1	$88K	Buy	+10,130	New	+$94.8K	0.02%	402
2013 Q4	–	Sell	-15,743	Closed	-$153K	–	423
2013 Q3	$153K	Sell	15,743 -2,441	-13%	-$23.2K	0.03%	382
2013 Q2	$168K	Buy	+18,184	New	+$162K	0.04%	349

Other funds holding SMFG

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Cambiar Investors Denver, Colorado $2.3B AUM 24.77% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return

1st Global Advisors's SMFG Position: Q4 2014 in Review

1st Global Advisors sold out of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) in Q4 2014, closing a stake of 15,827 shares — an estimated $130K sold.

1st Global Advisors first reported a position in SMFG in Q2 2013 and held it in 5 quarters. The position peaked at $168K in Q2 2013. 154 funds tracked by Wall St. Rank hold SMFG as of Q4 2014.

1st Global Advisors reported no remaining Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position as of Q4 2014 after selling out during the quarter.
1st Global Advisors sold 15,827 Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) shares in Q4 2014, an estimated $130K.
1st Global Advisors first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q2 2013 and held it in 5 quarters.
1st Global Advisors's Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position peaked at $168K in Q2 2013.
154 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q4 2014.

Based on 1st Global Advisors's 13F filing for Q4 2014, filed 27 Jan 2015.