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B. Riley Wealth Advisors’s Sumitomo Mitsui Financial SMFG Stock Holding History

B. Riley Wealth Advisors’s Portfolio SMFG Stock Details SMFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q4 		– Sell
-11,890
Closed -$66K – 1582
2022
Q3 		$66K Buy
+11,890
New +$71.7K ﹤0.01% 1366
2019
Q2 		– Sell
-12,837
Closed -$91K – 831
2019
Q1 		$91K Sell
12,837
-4,439
-26% -$31.7K 0.01% 701
2018
Q4 		$113K Buy
17,276
+4,269
+33% +$31.9K 0.02% 616
2018
Q3 		$106K Sell
13,007
-246
-2% -$1.94K 0.01% 685
2018
Q2 		$104K Buy
+13,253
New +$110K 0.01% 646
2015
Q1 		– Sell
-2,008
Closed -$15 – 1765
2014
Q4 		$15 Buy
+2,008
New +$15.2K ﹤0.01% 2676
2014
Q3 		– Sell
-1,084
Closed -$9.18K – 1701
2014
Q2 		$9.18K Buy
+1,084
New +$8.93K ﹤0.01% 1822

Other funds holding SMFG

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
CIM
Cowen Investment Management New York $12M AUM 1.47% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
CAC
Cowen and Company New York $2.97B AUM 105.26% 1-Year Est. Return

B. Riley Wealth Advisors's SMFG Position: Q4 2022 in Review

B. Riley Wealth Advisors sold out of Sumitomo Mitsui Financial (SMFG) in Q4 2022, closing a stake of 11,890 shares — an estimated $66K sold.

B. Riley Wealth Advisors first reported a position in SMFG in Q2 2014 and held it in 7 quarters. The position peaked at $113K in Q4 2018. 259 funds tracked by Wall St. Rank hold SMFG as of Q4 2022.

  • B. Riley Wealth Advisors reported no remaining Sumitomo Mitsui Financial position as of Q4 2022 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 11,890 Sumitomo Mitsui Financial shares in Q4 2022, an estimated $66K.
  • B. Riley Wealth Advisors first reported a position in Sumitomo Mitsui Financial in Q2 2014 and held it in 7 quarters.
  • B. Riley Wealth Advisors's Sumitomo Mitsui Financial position peaked at $113K in Q4 2018.
  • 259 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial as of Q4 2022.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2022, filed 21 Feb 2023.