Herndon Capital Management’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

Herndon Capital Management’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-29,520	Closed	-$242K	–	217
2014 Q3	$242K	Hold	29,520	–	–	﹤0.01%	145
2014 Q2	$250K	Hold	29,520	–	–	﹤0.01%	144
2014 Q1	$255K	Hold	29,520	–	–	﹤0.01%	140
2013 Q4	$310K	Sell	29,520 -13,004	-31%	-$129K	﹤0.01%	152
2013 Q3	$414K	Sell	42,524 -4,540	-10%	-$43.1K	0.01%	142
2013 Q2	$434K	Buy	+47,064	New	+$420K	0.01%	139

Other funds holding SMFG

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Cambiar Investors Denver, Colorado $2.3B AUM 24.77% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return

Herndon Capital Management's SMFG Position: Q4 2014 in Review

Herndon Capital Management sold out of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) in Q4 2014, closing a stake of 29,520 shares — an estimated $242K sold.

Herndon Capital Management first reported a position in SMFG in Q2 2013 and held it in 6 quarters. The position peaked at $434K in Q2 2013. 154 funds tracked by Wall St. Rank hold SMFG as of Q4 2014.

Herndon Capital Management reported no remaining Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position as of Q4 2014 after selling out during the quarter.
Herndon Capital Management sold 29,520 Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) shares in Q4 2014, an estimated $242K.
Herndon Capital Management first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q2 2013 and held it in 6 quarters.
Herndon Capital Management's Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position peaked at $434K in Q2 2013.
154 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q4 2014.

Based on Herndon Capital Management's 13F filing for Q4 2014, filed 13 Feb 2015.