Herndon Capital Management’s Sumitomo Mitsui Financial SMFG Stock Holding History

Herndon Capital Management’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-29,520	Closed	-$242K	–	217
2014 Q3	$242K	Hold	29,520	–	–	﹤0.01%	145
2014 Q2	$250K	Hold	29,520	–	–	﹤0.01%	144
2014 Q1	$255K	Hold	29,520	–	–	﹤0.01%	140
2013 Q4	$310K	Sell	29,520 -13,004	-31%	-$129K	﹤0.01%	152
2013 Q3	$414K	Sell	42,524 -4,540	-10%	-$43.1K	0.01%	142
2013 Q2	$434K	Buy	+47,064	New	+$420K	0.01%	139

Other funds holding SMFG

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Cambiar Investors Denver, Colorado $2.16B AUM 16.24% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Herndon Capital Management's SMFG Position: Q4 2014 in Review

Herndon Capital Management sold out of Sumitomo Mitsui Financial (SMFG) in Q4 2014, closing a stake of 29,520 shares — an estimated $242K sold.

Herndon Capital Management first reported a position in SMFG in Q2 2013 and held it in 6 quarters. The position peaked at $434K in Q2 2013. 153 funds tracked by Wall St. Rank hold SMFG as of Q4 2014.

Herndon Capital Management reported no remaining Sumitomo Mitsui Financial position as of Q4 2014 after selling out during the quarter.
Herndon Capital Management sold 29,520 Sumitomo Mitsui Financial shares in Q4 2014, an estimated $242K.
Herndon Capital Management first reported a position in Sumitomo Mitsui Financial in Q2 2013 and held it in 6 quarters.
Herndon Capital Management's Sumitomo Mitsui Financial position peaked at $434K in Q2 2013.
153 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial as of Q4 2014.

Based on Herndon Capital Management's 13F filing for Q4 2014, filed 13 Feb 2015.