HBK Investments’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

HBK Investments’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-21,992	Closed	-$155K	–	742
2019 Q2	$155K	Sell	21,992 -64,207	-74%	-$455K	﹤0.01%	578
2019 Q1	$606K	Sell	86,199 -65,001	-43%	-$465K	0.01%	778
2018 Q4	$984K	Buy	151,200 +84,600	+127%	+$632K	0.01%	691
2018 Q3	$535K	Buy	66,600 +40,770	+158%	+$322K	﹤0.01%	918
2018 Q2	$201K	Buy	+25,830	New	+$215K	﹤0.01%	961
2018 Q1	–	Sell	-11,300	Closed	-$98K	–	1132
2017 Q4	$98K	Sell	11,300 -30,800	-73%	-$250K	﹤0.01%	942
2017 Q3	$325K	Sell	42,100 -6,200	-13%	-$47.3K	﹤0.01%	873
2017 Q2	$380K	Buy	48,300 +28,900	+149%	+$215K	﹤0.01%	773
2017 Q1	$141K	Buy	19,400 +7,279	+60%	+$56.5K	﹤0.01%	642
2016 Q4	$93K	Buy	+12,121	New	+$88K	﹤0.01%	703
2016 Q3	–	Sell	-155,253	Closed	-$888K	–	994
2016 Q2	$888K	Sell	155,253 -114,347	-42%	-$699K	0.01%	596
2016 Q1	$1.62M	Buy	269,600 +188,100	+231%	+$1.17M	0.02%	482
2015 Q4	$619K	Buy	81,500 +41,214	+102%	+$324K	0.01%	699
2015 Q3	$307K	Sell	40,286 -10,114	-20%	-$85K	﹤0.01%	849
2015 Q2	$448K	Buy	+50,400	New	+$438K	﹤0.01%	747
2014 Q4	–	Sell	-79,716	Closed	-$654K	–	1119
2014 Q3	$654K	Sell	79,716 -25,328	-24%	-$208K	0.01%	648
2014 Q2	$890K	Buy	105,044 +68,844	+190%	+$567K	0.02%	544
2014 Q1	$313K	Buy	+36,200	New	+$339K	0.01%	779
2013 Q3	–	Sell	-20,240	Closed	-$187K	–	957
2013 Q2	$187K	Buy	+20,240	New	+$181K	﹤0.01%	745

Other funds holding SMFG

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

LMR Partners London, United Kingdom $26.8B AUM 68.38% 1-Year Est. Return

CAC

Cowen and Company New York $2.97B AUM 105.26% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

HBK Investments's SMFG Position: Q3 2019 in Review

HBK Investments sold out of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) in Q3 2019, closing a stake of 21,992 shares — an estimated $155K sold.

HBK Investments first reported a position in SMFG in Q2 2013 and held it in 19 quarters. The position peaked at $1.62M in Q1 2016. 223 funds tracked by Wall St. Rank hold SMFG as of Q3 2019.

HBK Investments reported no remaining Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position as of Q3 2019 after selling out during the quarter.
HBK Investments sold 21,992 Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) shares in Q3 2019, an estimated $155K.
HBK Investments first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q2 2013 and held it in 19 quarters.
HBK Investments's Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position peaked at $1.62M in Q1 2016.
223 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q3 2019.

Based on HBK Investments's 13F filing for Q3 2019, filed 14 Nov 2019.