We are live on ! Find out more
RFFC icon

ALPS Active Equity Opportunity ETF

18 hedge funds and large institutions have $145M invested in ALPS Active Equity Opportunity ETF in 2018 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 3

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

32% more capital invested

Capital invested by funds: $110M → $145M (+$35M)

20% more funds holding

Funds holding: 1518 (+3)

3.24% less ownership

Funds ownership: 90.64%87.4% (-3.2%)

Holders
18
Holders Change
+3
Holders Change %
+20%
% of All Funds
0.41%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
10
Reduced
3
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$81.6M +$16M +448,668 +25%
BTS
2
BB&T Securities
Virginia
$39.9M +$6.92M +194,620 +21%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$5.38M +$931K +26,182 +21%
Koshinski Asset Management
4
Koshinski Asset Management
Illinois
$4.45M +$1.84M +51,807 +72%
PFS
5
Prospera Financial Services
Texas
$3.08M -$786K -22,116 -20%
NA
6
NewEdge Advisors
Louisiana
$2.75M +$783K +22,020 +40%
AG
7
Advisor Group
Arizona
$1.86M -$102K -2,858 -5%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.55M +$1.53M +43,106 New
RJA
9
Raymond James & Associates
Florida
$1.52M +$246K +6,927 +20%
SWP
10
Stratos Wealth Partners
Ohio
$659K +$141K +3,963 +28%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$456K +$40.6K +1,142 +10%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$432K +$75.9K +2,135 +22%
Citadel Advisors
13
Citadel Advisors
Florida
$360K +$356K +10,014 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$291K +$50.4K +1,418 +21%
MOS
15
MGO One Seven
Ohio
$253K +$251K +7,058 New
Deutsche Bank
16
Deutsche Bank
Germany
$11K -$152K -4,288 -93%
UBS Group
17
UBS Group
Switzerland
$7K +$6.75K +190 New
Jane Street
18
Jane Street
New York
-$1.04M -30,517 Closed
Bank of America
19
Bank of America
North Carolina
-$78K -2,291 Closed
Fidelity Investments
20
Fidelity Investments
Massachusetts
+$36 +1 New

RFFC Hedge Fund Activity: Q3 2018 in Review

18 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in ALPS Active Equity Opportunity ETF (RFFC) for Q3 2018, worth a combined $145M — up 32% from $110M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new RFFC positions and 2 closed out — a net gain of 3 holders — while 10 added to existing stakes and 3 trimmed.

The largest buyer was RiverFront Investment Group, adding an estimated $16M. The largest seller was Jane Street, exiting entirely with an estimated $1.04M sold.

  • 18 institutional investors held ALPS Active Equity Opportunity ETF (RFFC) as of Q3 2018, up from 15 in Q2 2018.
  • Funds reported $145M of ALPS Active Equity Opportunity ETF stock for Q3 2018, up 32% quarter-over-quarter.
  • 5 funds opened new ALPS Active Equity Opportunity ETF positions in Q3 2018 and 2 closed out, a net change of +3 holders.
  • The largest ALPS Active Equity Opportunity ETF buyer in Q3 2018 was RiverFront Investment Group, an estimated $16M added.
  • The largest ALPS Active Equity Opportunity ETF seller in Q3 2018 was Jane Street, an estimated $1.04M sold.

Based on aggregated 13F filings for Q3 2018.