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ALPS Active Equity Opportunity ETF

20 hedge funds and large institutions have $54.9M invested in ALPS Active Equity Opportunity ETF in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, 11 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding

Funds holding: 1620 (+4)

0.49% more ownership

Funds ownership: 107.53%108.02% (+0.49%)

18% less capital invested

Capital invested by funds: $67.2M → $54.9M (-$12.3M)

73% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 11

Holders
20
Holders Change
+4
Holders Change %
+25%
% of All Funds
0.35%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
3
Reduced
11
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$24.4M -$6.72M -147,543 -21%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$9.89M -$2.75M -60,422 -21%
Truist Financial
3
Truist Financial
North Carolina
$7.51M -$2.26M -49,690 -23%
Osaic Holdings
4
Osaic Holdings
Arizona
$2.23M +$210K +4,616 +10%
Citadel Advisors
5
Citadel Advisors
Florida
$1.96M +$898K +19,716 +80%
PFS
6
Prospera Financial Services
Texas
$1.74M -$690K -15,145 -28%
ECA
7
Elevated Capital Advisors
Utah
$1.58M +$1.63M +35,890 New
Koshinski Asset Management
8
Koshinski Asset Management
Illinois
$1.34M +$339K +7,454 +33%
T
9
TRUADVICE
Florida
$884K -$811K -17,814 -49%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$740K -$1.36M -29,832 -64%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$543K -$241K -5,302 -30%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$442K -$53.5K -1,174 -10%
NA
13
NewEdge Advisors
Louisiana
$353K -$84.6K -1,857 -19%
SWP
14
Stratos Wealth Partners
Ohio
$327K
HH
15
Hilltop Holdings
Texas
$303K +$313K +6,865 New
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$283K -$259K -5,692 -47%
RJA
17
Raymond James & Associates
Florida
$255K -$208K -4,565 -44%
UBS Group
18
UBS Group
Switzerland
$60K +$61.5K +1,350 New
Morgan Stanley
19
Morgan Stanley
New York
$9K
Wells Fargo
20
Wells Fargo
California
+$46 +1 New

RFFC Hedge Fund Activity: Q3 2021 in Review

20 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in ALPS Active Equity Opportunity ETF (RFFC) for Q3 2021, worth a combined $54.9M — down 18% from $67.2M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new RFFC positions and 0 closed out — a net gain of 4 holders — while 3 added to existing stakes and 11 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $898K. The largest seller was RiverFront Investment Group, cutting an estimated $6.72M.

  • 20 institutional investors held ALPS Active Equity Opportunity ETF (RFFC) as of Q3 2021, up from 16 in Q2 2021.
  • Funds reported $54.9M of ALPS Active Equity Opportunity ETF stock for Q3 2021, down 18% quarter-over-quarter.
  • 4 funds opened new ALPS Active Equity Opportunity ETF positions in Q3 2021 and 0 closed out, a net change of +4 holders.
  • The largest ALPS Active Equity Opportunity ETF buyer in Q3 2021 was Citadel Advisors, an estimated $898K added.
  • The largest ALPS Active Equity Opportunity ETF seller in Q3 2021 was RiverFront Investment Group, an estimated $6.72M sold.

Based on aggregated 13F filings for Q3 2021.