We are live on ! Find out more
RFFC icon

ALPS Active Equity Opportunity ETF

21 hedge funds and large institutions have $107M invested in ALPS Active Equity Opportunity ETF in 2018 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

17% more funds holding

Funds holding: 1821 (+3)

0% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 8

5.03% less ownership

Funds ownership: 87.4%82.37% (-5%)

26% less capital invested

Capital invested by funds: $145M → $107M (-$38.1M)

Holders
21
Holders Change
+3
Holders Change %
+16.67%
% of All Funds
0.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$57.4M -$9.42M -290,789 -13%
BTS
2
BB&T Securities
Virginia
$26.9M -$5.9M -182,181 -16%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$4.07M -$297K -9,151 -6%
RJA
4
Raymond James & Associates
Florida
$3.77M +$2.84M +87,552 +207%
Koshinski Asset Management
5
Koshinski Asset Management
Illinois
$3.62M +$33.9K +1,046 +0.8%
Jane Street
6
Jane Street
New York
$2.77M +$3.1M +95,589 New
PFS
7
Prospera Financial Services
Texas
$2.39M -$212K -6,533 -7%
Citadel Advisors
8
Citadel Advisors
Florida
$1.64M +$1.51M +46,478 +464%
AG
9
Advisor Group
Arizona
$1.33M -$189K -5,821 -11%
SWP
10
Stratos Wealth Partners
Ohio
$548K +$19.2K +593 +3%
BFEC
11
Benjamin F. Edwards & Company
Missouri
$391K +$47K +1,451 +12%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$387K +$21.6K +665 +5%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$375K -$979K -30,196 -70%
TSS
14
Two Sigma Securities
New York
$238K +$266K +8,215 New
RJFSA
15
Raymond James Financial Services Advisors
Florida
$233K -$1.78K -55 -0.7%
BWP
16
Bernardo Wealth Planning
Pennsylvania
$203K +$226K +6,983 New
MOS
17
MGO One Seven
Ohio
$191K -$14.8K -458 -6%
UBS Group
18
UBS Group
Switzerland
$61K +$61.5K +1,898 +999%
Deutsche Bank
19
Deutsche Bank
Germany
$8K
NA
20
NewEdge Advisors
Louisiana
$2.28K +$67.4K +2,080 +3%
CIAS
21
Capital Investment Advisory Services
North Carolina
$1K +$1.49K +46 New

RFFC Hedge Fund Activity: Q4 2018 in Review

21 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in ALPS Active Equity Opportunity ETF (RFFC) for Q4 2018, worth a combined $107M — down 26% from $145M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new RFFC positions and 1 closed out — a net gain of 3 holders — while 8 added to existing stakes and 8 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $3.1M. The largest seller was RiverFront Investment Group, cutting an estimated $9.42M.

  • 21 institutional investors held ALPS Active Equity Opportunity ETF (RFFC) as of Q4 2018, up from 18 in Q3 2018.
  • Funds reported $107M of ALPS Active Equity Opportunity ETF stock for Q4 2018, down 26% quarter-over-quarter.
  • 4 funds opened new ALPS Active Equity Opportunity ETF positions in Q4 2018 and 1 closed out, a net change of +3 holders.
  • The largest ALPS Active Equity Opportunity ETF buyer in Q4 2018 was Jane Street, an estimated $3.1M added.
  • The largest ALPS Active Equity Opportunity ETF seller in Q4 2018 was RiverFront Investment Group, an estimated $9.42M sold.

Based on aggregated 13F filings for Q4 2018.