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ALPS Active Equity Opportunity ETF

20 hedge funds and large institutions have $114M invested in ALPS Active Equity Opportunity ETF in 2019 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 4 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

11% more funds holding

Funds holding: 1820 (+2)

2.88% more ownership

Funds ownership: 86.86%89.74% (+2.9%)

4% more capital invested

Capital invested by funds: $109M → $114M (+$4.87M)

60% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 10

Holders
20
Holders Change
+2
Holders Change %
+11.11%
% of All Funds
0.39%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
4
Reduced
10
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$60.1M -$5.14M -150,652 -8%
Truist Financial
2
Truist Financial
North Carolina
$20.2M +$19.3M +566,141 New
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$9.02M +$21.5K +629 +0.2%
RJA
4
Raymond James & Associates
Florida
$5.34M -$188K -5,512 -4%
PFS
5
Prospera Financial Services
Texas
$4.21M -$913K -26,741 -18%
Koshinski Asset Management
6
Koshinski Asset Management
Illinois
$3.48M +$3.34M +97,688 New
NA
7
NewEdge Advisors
Louisiana
$3.36M +$1.06K +31 +0%
AG
8
Advisor Group
Arizona
$1.44M -$64K -1,873 -4%
ECA
9
Elevated Capital Advisors
Utah
$1.14M +$1.09M +31,931 New
SWP
10
Stratos Wealth Partners
Ohio
$959K -$58.2K -1,703 -6%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$840K -$27.3K -799 -3%
Citadel Advisors
12
Citadel Advisors
Florida
$800K -$1.29M -37,683 -63%
Jane Street
13
Jane Street
New York
$703K +$673K +19,704 New
BFEC
14
Benjamin F. Edwards & Company
Missouri
$636K +$91.3K +2,673 +18%
HH
15
Hilltop Holdings
Texas
$507K +$176K +5,167 +57%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$438K -$30.6K -895 -7%
BWP
17
Bernardo Wealth Planning
Pennsylvania
$218K -$11K -323 -5%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$202K +$193K +5,660 New
UBS Group
19
UBS Group
Switzerland
$61K -$16.6K -485 -22%
CIAS
20
Capital Investment Advisory Services
North Carolina
$2K
MOS
21
MGO One Seven
Ohio
-$224K -6,800 Closed
Wells Fargo
22
Wells Fargo
California
-$34 -1 Closed

RFFC Hedge Fund Activity: Q4 2019 in Review

20 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in ALPS Active Equity Opportunity ETF (RFFC) for Q4 2019, worth a combined $114M — up 4.5% from $109M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new RFFC positions and 2 closed out — a net gain of 3 holders — while 4 added to existing stakes and 10 trimmed.

The largest buyer was Truist Financial, opening a new position worth an estimated $19.3M. The largest seller was RiverFront Investment Group, cutting an estimated $5.14M.

  • 20 institutional investors held ALPS Active Equity Opportunity ETF (RFFC) as of Q4 2019, up from 18 in Q3 2019.
  • Funds reported $114M of ALPS Active Equity Opportunity ETF stock for Q4 2019, up 4.5% quarter-over-quarter.
  • 5 funds opened new ALPS Active Equity Opportunity ETF positions in Q4 2019 and 2 closed out, a net change of +3 holders.
  • The largest ALPS Active Equity Opportunity ETF buyer in Q4 2019 was Truist Financial, an estimated $19.3M added.
  • The largest ALPS Active Equity Opportunity ETF seller in Q4 2019 was RiverFront Investment Group, an estimated $5.14M sold.

Based on aggregated 13F filings for Q4 2019.