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ALPS Active Equity Opportunity ETF

19 hedge funds and large institutions have $20.6M invested in ALPS Active Equity Opportunity ETF in 2023 Q1 according to their latest regulatory filings, with 0 funds opening new positions, 2 increasing their positions, 12 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

10.34% less ownership

Funds ownership: 103.95%93.6% (-10%)

14% less funds holding

Funds holding: 2219 (-3)

24% less capital invested

Capital invested by funds: $27.1M → $20.6M (-$6.5M)

83% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 12

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 2

Holders
19
Holders Change
-3
Holders Change %
-13.64%
% of All Funds
0.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
2
Reduced
12
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$8.24M -$444K -10,707 -5%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$2.78M -$3.47M -83,523 -56%
Truist Financial
3
Truist Financial
North Carolina
$2.57M -$2.01M -48,558 -44%
PFS
4
Prospera Financial Services
Texas
$1.79M +$238K +5,746 +15%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.25M -$335K -8,085 -21%
Osaic Holdings
6
Osaic Holdings
Arizona
$868K -$433K -10,440 -33%
ECA
7
Elevated Capital Advisors
Utah
$811K -$163K -3,935 -17%
T
8
TRUADVICE
Florida
$554K -$81.6K -1,967 -13%
Koshinski Asset Management
9
Koshinski Asset Management
Illinois
$456K -$300K -7,240 -40%
SWP
10
Stratos Wealth Partners
Ohio
$308K
HH
11
Hilltop Holdings
Texas
$291K
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$236K
BFEC
13
Benjamin F. Edwards & Company
Missouri
$212K -$39.2K -944 -16%
NA
14
NewEdge Advisors
Louisiana
$110K +$581 +14 +0.5%
RCM
15
Raleigh Capital Management
North Carolina
$82.3K -$41.9K -1,009 -34%
Wells Fargo
16
Wells Fargo
California
$48.7K
UBS Group
17
UBS Group
Switzerland
$17.1K -$51.3K -1,236 -75%
Morgan Stanley
18
Morgan Stanley
New York
$8.31K
JP Morgan Chase
19
JP Morgan Chase
New York
$3.16K -$54.1K -1,304 -94%
Citadel Advisors
20
Citadel Advisors
Florida
-$212K -5,264 Closed
ZIG
21
Zullo Investment Group
Pennsylvania
-$41.9K -1,041 Closed

RFFC Hedge Fund Activity: Q1 2023 in Review

19 of the 6,276 institutional investors tracked by Wall St. Rank reported a position in ALPS Active Equity Opportunity ETF (RFFC) for Q1 2023, worth a combined $20.6M — down 24% from $27.1M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of RFFC and 0 opened new positions — a net loss of 2 holders — while 12 trimmed existing stakes and 2 added.

The largest buyer was Prospera Financial Services, adding an estimated $238K. The largest seller was Envestnet Asset Management, cutting an estimated $3.47M.

  • 19 institutional investors held ALPS Active Equity Opportunity ETF (RFFC) as of Q1 2023, down from 22 in Q4 2022.
  • Funds reported $20.6M of ALPS Active Equity Opportunity ETF stock for Q1 2023, down 24% quarter-over-quarter.
  • 0 funds opened new ALPS Active Equity Opportunity ETF positions in Q1 2023 and 2 closed out, a net change of -2 holders.
  • The largest ALPS Active Equity Opportunity ETF buyer in Q1 2023 was Prospera Financial Services, an estimated $238K added.
  • The largest ALPS Active Equity Opportunity ETF seller in Q1 2023 was Envestnet Asset Management, an estimated $3.47M sold.

Based on aggregated 13F filings for Q1 2023.