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ALPS Active Equity Opportunity ETF

21 hedge funds and large institutions have $48.1M invested in ALPS Active Equity Opportunity ETF in 2021 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 11 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

5% more funds holding

Funds holding: 2021 (+1)

1.92% less ownership

Funds ownership: 108.02%106.1% (-1.9%)

12% less capital invested

Capital invested by funds: $54.9M → $48.1M (-$6.75M)

64% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 11

Holders
21
Holders Change
+1
Holders Change %
+5%
% of All Funds
0.32%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
4
Reduced
11
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$17.7M -$8.56M -183,563 -33%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$10.1M -$627K -13,444 -6%
Truist Financial
3
Truist Financial
North Carolina
$7.61M -$510K -10,945 -6%
Osaic Holdings
4
Osaic Holdings
Arizona
$2.12M -$291K -6,239 -12%
PFS
5
Prospera Financial Services
Texas
$1.88M -$1.45K -31 -0.1%
HH
6
Hilltop Holdings
Texas
$1.68M +$1.31M +28,200 +411%
Koshinski Asset Management
7
Koshinski Asset Management
Illinois
$1.6M +$151K +3,234 +11%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.42M +$606K +12,998 +78%
T
9
TRUADVICE
Florida
$842K -$15.7K -336 -2%
Citadel Advisors
10
Citadel Advisors
Florida
$567K -$1.51M -32,438 -73%
BFEC
11
Benjamin F. Edwards & Company
Missouri
$460K -$17.9K -384 -4%
NA
12
NewEdge Advisors
Louisiana
$366K -$16.4K -352 -4%
SWP
13
Stratos Wealth Partners
Ohio
$354K
Wells Fargo
14
Wells Fargo
California
$347K +$339K +7,266 +726,600%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$306K
RJA
16
Raymond James & Associates
Florida
$271K -$5.55K -119 -2%
RCM
17
Raleigh Capital Management
North Carolina
$258K +$251K +5,393 New
MFT
18
Moisand Fitzgerald Tamayo
Florida
$150K +$147K +3,147 New
ZIG
19
Zullo Investment Group
Pennsylvania
$74K +$71.8K +1,541 New
UBS Group
20
UBS Group
Switzerland
$62K -$2.28K -49 -4%
Morgan Stanley
21
Morgan Stanley
New York
$10K
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
-$543K -12,307 Closed

RFFC Hedge Fund Activity: Q4 2021 in Review

21 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in ALPS Active Equity Opportunity ETF (RFFC) for Q4 2021, worth a combined $48.1M — down 12% from $54.9M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new RFFC positions and 1 closed out — a net gain of 2 holders — while 4 added to existing stakes and 11 trimmed.

The largest buyer was Hilltop Holdings, adding an estimated $1.31M. The largest seller was RiverFront Investment Group, cutting an estimated $8.56M.

  • 21 institutional investors held ALPS Active Equity Opportunity ETF (RFFC) as of Q4 2021, up from 20 in Q3 2021.
  • Funds reported $48.1M of ALPS Active Equity Opportunity ETF stock for Q4 2021, down 12% quarter-over-quarter.
  • 3 funds opened new ALPS Active Equity Opportunity ETF positions in Q4 2021 and 1 closed out, a net change of +2 holders.
  • The largest ALPS Active Equity Opportunity ETF buyer in Q4 2021 was Hilltop Holdings, an estimated $1.31M added.
  • The largest ALPS Active Equity Opportunity ETF seller in Q4 2021 was RiverFront Investment Group, an estimated $8.56M sold.

Based on aggregated 13F filings for Q4 2021.