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ALPS Active Equity Opportunity ETF

21 hedge funds and large institutions have $123M invested in ALPS Active Equity Opportunity ETF in 2019 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more capital invested

Capital invested by funds: $117M → $123M (+$5.17M)

1.6% less ownership

Funds ownership: 87.05%85.44% (-1.6%)

13% less funds holding

Funds holding: 2421 (-3)

22% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 9

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
21
Holders Change
-3
Holders Change %
-12.5%
% of All Funds
0.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
7
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$64M +$1.28M +38,864 +2%
BTS
2
BB&T Securities
Virginia
$30.2M -$467K -14,148 -2%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$7.72M +$1.31M +39,759 +21%
RJA
4
Raymond James & Associates
Florida
$5.3M -$63K -1,908 -1%
PFS
5
Prospera Financial Services
Texas
$5.13M +$5.01M +151,768 New
NA
6
NewEdge Advisors
Louisiana
$3.07M +$172K +5,200 +6%
Jane Street
7
Jane Street
New York
$1.47M -$196K -5,943 -12%
AG
8
Advisor Group
Arizona
$1.44M -$63.9K -1,935 -4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.05M -$788K -23,866 -43%
SWP
10
Stratos Wealth Partners
Ohio
$678K
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$481K +$45.6K +1,382 +11%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$467K +$34.9K +1,057 +8%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$419K -$765K -23,181 -65%
Citadel Advisors
14
Citadel Advisors
Florida
$405K +$63.6K +1,927 +19%
HH
15
Hilltop Holdings
Texas
$249K
MOS
16
MGO One Seven
Ohio
$226K +$6.6K +200 +3%
BWP
17
Bernardo Wealth Planning
Pennsylvania
$215K -$14.7K -446 -6%
UBS Group
18
UBS Group
Switzerland
$81K -$1.32K -40 -2%
Deutsche Bank
19
Deutsche Bank
Germany
$10K
CIAS
20
Capital Investment Advisory Services
North Carolina
$2K
Koshinski Asset Management
21
Koshinski Asset Management
Illinois
-$3.9K -118,727 Closed
Wells Fargo
22
Wells Fargo
California
-$53.3K -1,614 -100%
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
-$41K -1,245 Closed

RFFC Hedge Fund Activity: Q2 2019 in Review

21 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in ALPS Active Equity Opportunity ETF (RFFC) for Q2 2019, worth a combined $123M — up 4.4% from $117M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of RFFC and 1 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 7 added.

The largest buyer was Prospera Financial Services, opening a new position worth an estimated $5.01M. The largest seller was Royal Bank of Canada, cutting an estimated $788K.

  • 21 institutional investors held ALPS Active Equity Opportunity ETF (RFFC) as of Q2 2019, down from 24 in Q1 2019.
  • Funds reported $123M of ALPS Active Equity Opportunity ETF stock for Q2 2019, up 4.4% quarter-over-quarter.
  • 1 fund opened new ALPS Active Equity Opportunity ETF positions in Q2 2019 and 3 closed out, a net change of -2 holders.
  • The largest ALPS Active Equity Opportunity ETF buyer in Q2 2019 was Prospera Financial Services, an estimated $5.01M added.
  • The largest ALPS Active Equity Opportunity ETF seller in Q2 2019 was Royal Bank of Canada, an estimated $788K sold.

Based on aggregated 13F filings for Q2 2019.