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ALPS Active Equity Opportunity ETF

17 hedge funds and large institutions have $79.2M invested in ALPS Active Equity Opportunity ETF in 2020 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.05% less ownership

Funds ownership: 89.74%87.69% (-2%)

15% less funds holding

Funds holding: 2017 (-3)

30% less capital invested

Capital invested by funds: $114M → $79.2M (-$34.5M)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

33% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 9

Holders
17
Holders Change
-3
Holders Change %
-15%
% of All Funds
0.37%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
6
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$42.2M -$3.19M -96,619 -6%
Truist Financial
2
Truist Financial
North Carolina
$13.5M -$1.87M -56,640 -10%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$7.24M +$648K +19,648 +8%
RJA
4
Raymond James & Associates
Florida
$3.87M -$138K -4,177 -3%
NA
5
NewEdge Advisors
Louisiana
$2.67M +$207K +6,280 +7%
PFS
6
Prospera Financial Services
Texas
$2.65M -$600K -18,189 -15%
Koshinski Asset Management
7
Koshinski Asset Management
Illinois
$1.77M -$1.03M -31,112 -32%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.24M +$1.54M +46,625 New
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$999K +$1.05M +31,956 +565%
SWP
10
Stratos Wealth Partners
Ohio
$791K +$95.9K +2,906 +11%
HH
11
Hilltop Holdings
Texas
$571K +$241K +7,306 +51%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$551K -$93K -2,817 -12%
BFEC
13
Benjamin F. Edwards & Company
Missouri
$442K -$39.4K -1,195 -7%
Jane Street
14
Jane Street
New York
$327K -$244K -7,380 -37%
Citadel Advisors
15
Citadel Advisors
Florida
$296K -$371K -11,248 -50%
UBS Group
16
UBS Group
Switzerland
$73K +$34.1K +1,032 +60%
SFS
17
Sowell Financial Services
Arkansas
$3K +$3.66K +111 New
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
-$438K -12,260 Closed
BWP
19
Bernardo Wealth Planning
Pennsylvania
-$218K -6,113 Closed
CIAS
20
Capital Investment Advisory Services
North Carolina
-$2K -46 Closed

RFFC Hedge Fund Activity: Q1 2020 in Review

17 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in ALPS Active Equity Opportunity ETF (RFFC) for Q1 2020, worth a combined $79.2M — down 30% from $114M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of RFFC and 2 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 6 added.

The largest buyer was Susquehanna International Group, adding an estimated $1.05M. The largest seller was RiverFront Investment Group, cutting an estimated $3.19M.

  • 17 institutional investors held ALPS Active Equity Opportunity ETF (RFFC) as of Q1 2020, down from 20 in Q4 2019.
  • Funds reported $79.2M of ALPS Active Equity Opportunity ETF stock for Q1 2020, down 30% quarter-over-quarter.
  • 2 funds opened new ALPS Active Equity Opportunity ETF positions in Q1 2020 and 3 closed out, a net change of -1 holder.
  • The largest ALPS Active Equity Opportunity ETF buyer in Q1 2020 was Susquehanna International Group, an estimated $1.05M added.
  • The largest ALPS Active Equity Opportunity ETF seller in Q1 2020 was RiverFront Investment Group, an estimated $3.19M sold.

Based on aggregated 13F filings for Q1 2020.