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ALPS Active Equity Opportunity ETF

22 hedge funds and large institutions have $27.1M invested in ALPS Active Equity Opportunity ETF in 2022 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 3 increasing their positions, 12 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% more funds holding

Funds holding: 1922 (+3)

3.56% less ownership

Funds ownership: 107.51%103.95% (-3.6%)

10% less capital invested

Capital invested by funds: $30.1M → $27.1M (-$2.94M)

75% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 12

Holders
22
Holders Change
+3
Holders Change %
+15.79%
% of All Funds
0.35%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
3
Reduced
12
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$8.41M -$1.81M -44,975 -18%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$6.05M -$1.57M -38,882 -21%
Truist Financial
3
Truist Financial
North Carolina
$4.44M -$1.43M -35,579 -24%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.53M +$1.12M +27,761 +270%
PFS
5
Prospera Financial Services
Texas
$1.5M -$32.3K -802 -2%
Osaic Holdings
6
Osaic Holdings
Arizona
$1.26M -$268K -6,646 -18%
ECA
7
Elevated Capital Advisors
Utah
$945K +$28.9K +718 +3%
Koshinski Asset Management
8
Koshinski Asset Management
Illinois
$733K -$460K -11,422 -39%
T
9
TRUADVICE
Florida
$637K -$112K -2,774 -15%
SWP
10
Stratos Wealth Partners
Ohio
$298K
HH
11
Hilltop Holdings
Texas
$282K -$2.02K -50 -0.7%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$244K +$40 +1 +0%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$229K
Citadel Advisors
14
Citadel Advisors
Florida
$212K -$807K -20,035 -79%
RCM
15
Raleigh Capital Management
North Carolina
$120K -$72.7K -1,805 -38%
UBS Group
16
UBS Group
Switzerland
$66.4K -$9.43K -234 -12%
JP Morgan Chase
17
JP Morgan Chase
New York
$56K +$55.6K +1,380 New
Wells Fargo
18
Wells Fargo
California
$47.2K -$40 -1 -0.1%
ZIG
19
Zullo Investment Group
Pennsylvania
$41.9K
Morgan Stanley
20
Morgan Stanley
New York
$8.05K
CPG
21
Cornerstone Planning Group
New Jersey
$2.86K +$2.82K +70 New
NA
22
NewEdge Advisors
Louisiana
$106 +$106K +2,635 New

RFFC Hedge Fund Activity: Q4 2022 in Review

22 of the 6,222 institutional investors tracked by Wall St. Rank reported a position in ALPS Active Equity Opportunity ETF (RFFC) for Q4 2022, worth a combined $27.1M — down 9.8% from $30.1M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new RFFC positions and 0 closed out — a net gain of 3 holders — while 3 added to existing stakes and 12 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $1.12M. The largest seller was RiverFront Investment Group, cutting an estimated $1.81M.

  • 22 institutional investors held ALPS Active Equity Opportunity ETF (RFFC) as of Q4 2022, up from 19 in Q3 2022.
  • Funds reported $27.1M of ALPS Active Equity Opportunity ETF stock for Q4 2022, down 9.8% quarter-over-quarter.
  • 3 funds opened new ALPS Active Equity Opportunity ETF positions in Q4 2022 and 0 closed out, a net change of +3 holders.
  • The largest ALPS Active Equity Opportunity ETF buyer in Q4 2022 was Royal Bank of Canada, an estimated $1.12M added.
  • The largest ALPS Active Equity Opportunity ETF seller in Q4 2022 was RiverFront Investment Group, an estimated $1.81M sold.

Based on aggregated 13F filings for Q4 2022.