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ALPS Active Equity Opportunity ETF

6 hedge funds and large institutions have $8.44M invested in ALPS Active Equity Opportunity ETF in 2016 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more capital invested

Capital invested by funds: $3.62M → $8.44M (+$4.82M)

100% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 1

20% more funds holding

Funds holding: 56 (+1)

1.01% less ownership

Funds ownership: 69.98%68.97% (-1%)

Holders
6
Holders Change
+1
Holders Change %
+20%
% of All Funds
0.15%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
3
Reduced
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$3.6M +$2.59M +97,671 +284%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$3.2M +$2.34M +88,359 +307%
BTS
3
BB&T Securities
Virginia
$678K
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$671K +$8.22K +310 +1%
PFS
5
Prospera Financial Services
Texas
$219K +$211K +7,972 New
BTIS
6
BB&T Investment Services
North Carolina
$66K +$64.4K +2,430 New
VKH
7
Virtu KCG Holdings
New York
-$681K -26,332 Closed

RFFC Hedge Fund Activity: Q4 2016 in Review

6 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in ALPS Active Equity Opportunity ETF (RFFC) for Q4 2016, worth a combined $8.44M — up 133% from $3.62M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new RFFC positions and 1 closed out — a net gain of 1 holder — while 3 added to existing stakes and 0 trimmed.

The largest buyer was RiverFront Investment Group, adding an estimated $2.59M. The largest seller was Virtu KCG Holdings, exiting entirely with an estimated $681K sold.

  • 6 institutional investors held ALPS Active Equity Opportunity ETF (RFFC) as of Q4 2016, up from 5 in Q3 2016.
  • Funds reported $8.44M of ALPS Active Equity Opportunity ETF stock for Q4 2016, up 133% quarter-over-quarter.
  • 2 funds opened new ALPS Active Equity Opportunity ETF positions in Q4 2016 and 1 closed out, a net change of +1 holder.
  • The largest ALPS Active Equity Opportunity ETF buyer in Q4 2016 was RiverFront Investment Group, an estimated $2.59M added.
  • The largest ALPS Active Equity Opportunity ETF seller in Q4 2016 was Virtu KCG Holdings, an estimated $681K sold.

Based on aggregated 13F filings for Q4 2016.