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ALPS Active Equity Opportunity ETF

18 hedge funds and large institutions have $62.3M invested in ALPS Active Equity Opportunity ETF in 2020 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 2 increasing their positions, 13 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.53% more ownership

Funds ownership: 88.03%90.56% (+2.5%)

4% less capital invested

Capital invested by funds: $64.5M → $62.3M (-$2.27M)

5% less funds holding

Funds holding: 1918 (-1)

50% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 2

85% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 13

Holders
18
Holders Change
-1
Holders Change %
-5.26%
% of All Funds
0.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
2
Reduced
13
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$30.2M -$1.61M -46,834 -5%
Truist Financial
2
Truist Financial
North Carolina
$10.5M -$557K -16,212 -5%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$6.37M -$427K -12,434 -6%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2.56M -$865K -25,182 -26%
T
5
TRUADVICE
Florida
$2.24M +$2.13M +61,920 New
PFS
6
Prospera Financial Services
Texas
$1.91M -$348K -10,119 -16%
ECA
7
Elevated Capital Advisors
Utah
$1.73M -$140K -4,088 -8%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.65M +$23.8K +694 +1%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.25M -$418K -12,156 -25%
SWP
10
Stratos Wealth Partners
Ohio
$1.04M
NA
11
NewEdge Advisors
Louisiana
$736K -$269K -7,831 -27%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$715K +$188K +5,461 +36%
RJA
13
Raymond James & Associates
Florida
$532K -$1.97M -57,455 -79%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$422K -$37K -1,077 -8%
Citadel Advisors
15
Citadel Advisors
Florida
$333K -$347K -10,098 -51%
UBS Group
16
UBS Group
Switzerland
$55K -$12.5K -364 -19%
SFS
17
Sowell Financial Services
Arkansas
$4K
Koshinski Asset Management
18
Koshinski Asset Management
Illinois
$1.26K -$413K -12,030 -26%
HH
19
Hilltop Holdings
Texas
-$706K -21,755 Closed
Wells Fargo
20
Wells Fargo
California
-$34 -1 Closed

RFFC Hedge Fund Activity: Q3 2020 in Review

18 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in ALPS Active Equity Opportunity ETF (RFFC) for Q3 2020, worth a combined $62.3M — down 3.5% from $64.5M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of RFFC and 1 opened new positions — a net loss of 1 holder — while 13 trimmed existing stakes and 2 added.

The largest buyer was Janney Montgomery Scott, adding an estimated $188K. The largest seller was Raymond James & Associates, cutting an estimated $1.97M.

  • 18 institutional investors held ALPS Active Equity Opportunity ETF (RFFC) as of Q3 2020, down from 19 in Q2 2020.
  • Funds reported $62.3M of ALPS Active Equity Opportunity ETF stock for Q3 2020, down 3.5% quarter-over-quarter.
  • 1 fund opened new ALPS Active Equity Opportunity ETF positions in Q3 2020 and 2 closed out, a net change of -1 holder.
  • The largest ALPS Active Equity Opportunity ETF buyer in Q3 2020 was Janney Montgomery Scott, an estimated $188K added.
  • The largest ALPS Active Equity Opportunity ETF seller in Q3 2020 was Raymond James & Associates, an estimated $1.97M sold.

Based on aggregated 13F filings for Q3 2020.