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ALPS Active Equity Opportunity ETF

24 hedge funds and large institutions have $117M invested in ALPS Active Equity Opportunity ETF in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

14% more funds holding

Funds holding: 2124 (+3)

10% more capital invested

Capital invested by funds: $107M → $117M (+$10.9M)

4.68% more ownership

Funds ownership: 82.37%87.05% (+4.7%)

50% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 10

Holders
24
Holders Change
+3
Holders Change %
+14.29%
% of All Funds
0.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
5
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$61.8M -$3.13M -97,856 -5%
BTS
2
BB&T Securities
Virginia
$30.3M -$241K -7,540 -0.8%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$6.3M +$6.13M +191,530 New
RJA
4
Raymond James & Associates
Florida
$5.29M +$994K +31,052 +24%
NA
5
NewEdge Advisors
Louisiana
$2.86M +$266K +8,308 +11%
ECA
6
Elevated Capital Advisors
Utah
$2.07M +$2.32M +72,477 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.82M -$2.72M -84,969 -61%
Jane Street
8
Jane Street
New York
$1.65M -$1.46M -45,460 -48%
AG
9
Advisor Group
Arizona
$1.49M -$22.1K -690 -2%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$1.18M +$731K +22,834 +177%
SWP
11
Stratos Wealth Partners
Ohio
$669K +$46.1K +1,440 +8%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$429K -$9.61K -300 -2%
BFEC
13
Benjamin F. Edwards & Company
Missouri
$425K -$17K -532 -4%
Citadel Advisors
14
Citadel Advisors
Florida
$336K -$1.48M -46,264 -82%
HH
15
Hilltop Holdings
Texas
$245K +$239K +7,456 New
BWP
16
Bernardo Wealth Planning
Pennsylvania
$226K -$3.2K -100 -1%
MOS
17
MGO One Seven
Ohio
$217K
UBS Group
18
UBS Group
Switzerland
$81K +$11.7K +366 +18%
Wells Fargo
19
Wells Fargo
California
$53K +$51.7K +1,615 New
Fifth Third Bancorp
20
Fifth Third Bancorp
Ohio
$41K +$39.9K +1,245 New
Deutsche Bank
21
Deutsche Bank
Germany
$9K
Koshinski Asset Management
22
Koshinski Asset Management
Illinois
$3.9K -$189K -5,917 -5%
CIAS
23
Capital Investment Advisory Services
North Carolina
$2K
PFS
24
Prospera Financial Services
Texas
-$2.39M -80,684 Closed
TSS
25
Two Sigma Securities
New York
-$238K -8,215 Closed

RFFC Hedge Fund Activity: Q1 2019 in Review

24 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in ALPS Active Equity Opportunity ETF (RFFC) for Q1 2019, worth a combined $117M — up 10% from $107M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new RFFC positions and 3 closed out — a net gain of 3 holders — while 5 added to existing stakes and 10 trimmed.

The largest buyer was Envestnet Asset Management, opening a new position worth an estimated $6.13M. The largest seller was RiverFront Investment Group, cutting an estimated $3.13M.

  • 24 institutional investors held ALPS Active Equity Opportunity ETF (RFFC) as of Q1 2019, up from 21 in Q4 2018.
  • Funds reported $117M of ALPS Active Equity Opportunity ETF stock for Q1 2019, up 10% quarter-over-quarter.
  • 6 funds opened new ALPS Active Equity Opportunity ETF positions in Q1 2019 and 3 closed out, a net change of +3 holders.
  • The largest ALPS Active Equity Opportunity ETF buyer in Q1 2019 was Envestnet Asset Management, an estimated $6.13M added.
  • The largest ALPS Active Equity Opportunity ETF seller in Q1 2019 was RiverFront Investment Group, an estimated $3.13M sold.

Based on aggregated 13F filings for Q1 2019.