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ALPS Active Equity Opportunity ETF

18 hedge funds and large institutions have $109M invested in ALPS Active Equity Opportunity ETF in 2019 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 6 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.41% more ownership

Funds ownership: 85.44%86.86% (+1.4%)

11% less capital invested

Capital invested by funds: $123M → $109M (-$13.8M)

14% less funds holding

Funds holding: 2118 (-3)

33% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 9

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 3

Holders
18
Holders Change
-3
Holders Change %
-14.29%
% of All Funds
0.39%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
6
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$60.5M -$2.74M -83,164 -4%
BTS
2
BB&T Securities
Virginia
$20.1M -$9.72M -295,164 -33%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$8.32M +$688K +20,887 +9%
RJA
4
Raymond James & Associates
Florida
$5.12M -$122K -3,696 -2%
PFS
5
Prospera Financial Services
Texas
$4.78M -$228K -6,918 -5%
NA
6
NewEdge Advisors
Louisiana
$3.11M +$71.7K +2,177 +2%
Citadel Advisors
7
Citadel Advisors
Florida
$1.98M +$1.58M +47,938 +394%
AG
8
Advisor Group
Arizona
$1.4M -$30.9K -937 -2%
SWP
9
Stratos Wealth Partners
Ohio
$942K +$271K +8,227 +40%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$803K -$234K -7,100 -23%
BFEC
11
Benjamin F. Edwards & Company
Missouri
$500K +$38.2K +1,160 +8%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$434K -$41.8K -1,270 -9%
HH
13
Hilltop Holdings
Texas
$298K +$51.9K +1,576 +21%
MOS
14
MGO One Seven
Ohio
$224K
BWP
15
Bernardo Wealth Planning
Pennsylvania
$212K -$33 -1 -0%
UBS Group
16
UBS Group
Switzerland
$73K -$6.98K -212 -9%
CIAS
17
Capital Investment Advisory Services
North Carolina
$2K
Jane Street
18
Jane Street
New York
-$1.47M -44,186 Closed
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
-$419K -12,563 Closed
Deutsche Bank
20
Deutsche Bank
Germany
-$10K -300 Closed

RFFC Hedge Fund Activity: Q3 2019 in Review

18 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in ALPS Active Equity Opportunity ETF (RFFC) for Q3 2019, worth a combined $109M — down 11% from $123M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of RFFC and 0 opened new positions — a net loss of 3 holders — while 9 trimmed existing stakes and 6 added.

The largest buyer was Citadel Advisors, adding an estimated $1.58M. The largest seller was BB&T Securities, cutting an estimated $9.72M.

  • 18 institutional investors held ALPS Active Equity Opportunity ETF (RFFC) as of Q3 2019, down from 21 in Q2 2019.
  • Funds reported $109M of ALPS Active Equity Opportunity ETF stock for Q3 2019, down 11% quarter-over-quarter.
  • 0 funds opened new ALPS Active Equity Opportunity ETF positions in Q3 2019 and 3 closed out, a net change of -3 holders.
  • The largest ALPS Active Equity Opportunity ETF buyer in Q3 2019 was Citadel Advisors, an estimated $1.58M added.
  • The largest ALPS Active Equity Opportunity ETF seller in Q3 2019 was BB&T Securities, an estimated $9.72M sold.

Based on aggregated 13F filings for Q3 2019.