Hilltop Holdings’s ALPS Active Equity Opportunity ETF RFFC Stock Holding History

Hilltop Holdings’s Portfolio RFFC Stock Details RFFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-6,300	Closed	-$269K	–	623
2023 Q3	$269K	Sell	6,300 -695	-10%	-$30.7K	0.03%	466
2023 Q2	$308K	Hold	6,995	–	–	0.04%	426
2023 Q1	$291K	Hold	6,995	–	–	0.04%	401
2022 Q4	$282K	Sell	6,995 -50	-0.7%	-$2.02K	0.04%	403
2022 Q3	$262K	Sell	7,045 -635	-8%	-$26.5K	0.04%	397
2022 Q2	$305K	Sell	7,680 -27,260	-78%	-$1.17M	0.04%	378
2022 Q1	$1.63M	Sell	34,940 -125	-0.4%	-$5.75K	0.18%	115
2021 Q4	$1.68M	Buy	35,065 +28,200	+411%	+$1.31M	0.17%	124
2021 Q3	$303K	Buy	+6,865	New	+$313K	0.03%	470
2020 Q3	–	Sell	-21,755	Closed	-$706K	–	445
2020 Q2	$706K	Buy	21,755 +250	+1%	+$7.58K	0.13%	169
2020 Q1	$571K	Buy	21,505 +7,306	+51%	+$241K	0.14%	171
2019 Q4	$507K	Buy	14,199 +5,167	+57%	+$176K	0.09%	204
2019 Q3	$298K	Buy	9,032 +1,576	+21%	+$51.9K	0.06%	305
2019 Q2	$249K	Hold	7,456	–	–	0.05%	307
2019 Q1	$245K	Buy	+7,456	New	+$239K	0.05%	322
2018 Q2	–	Sell	-6,865	Closed	-$220K	–	461
2018 Q1	$220K	Buy	+6,865	New	+$229K	0.04%	354

Other funds holding RFFC

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

ECA

Elevated Capital Advisors Sandy, Utah $397M AUM 11.67% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Hilltop Holdings's RFFC Position: Q4 2023 in Review

Hilltop Holdings sold out of ALPS Active Equity Opportunity ETF (RFFC) in Q4 2023, closing a stake of 6,300 shares — an estimated $269K sold.

Hilltop Holdings first reported a position in RFFC in Q1 2018 and held it in 16 quarters. The position peaked at $1.68M in Q4 2021. 15 funds tracked by Wall St. Rank hold RFFC as of Q4 2023.

Hilltop Holdings reported no remaining ALPS Active Equity Opportunity ETF position as of Q4 2023 after selling out during the quarter.
Hilltop Holdings sold 6,300 ALPS Active Equity Opportunity ETF shares in Q4 2023, an estimated $269K.
Hilltop Holdings first reported a position in ALPS Active Equity Opportunity ETF in Q1 2018 and held it in 16 quarters.
Hilltop Holdings's ALPS Active Equity Opportunity ETF position peaked at $1.68M in Q4 2021.
15 funds tracked by Wall St. Rank held ALPS Active Equity Opportunity ETF as of Q4 2023.

Based on Hilltop Holdings's 13F filing for Q4 2023, filed 12 Feb 2024.