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ALPS Active Equity Opportunity ETF

19 hedge funds and large institutions have $64.5M invested in ALPS Active Equity Opportunity ETF in 2020 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

12% more funds holding

Funds holding: 1719 (+2)

0.34% more ownership

Funds ownership: 87.69%88.03% (+0.34%)

19% less capital invested

Capital invested by funds: $79.2M → $64.5M (-$14.7M)

56% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 9

Holders
19
Holders Change
+2
Holders Change %
+11.76%
% of All Funds
0.39%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
4
Reduced
9
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$29.6M -$20.5M -676,358 -43%
Truist Financial
2
Truist Financial
North Carolina
$10.3M -$5.84M -192,625 -38%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$6.32M -$2.36M -77,855 -29%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.2M +$2.36M +77,791 +375%
RJA
5
Raymond James & Associates
Florida
$2.36M -$2.21M -72,853 -50%
PFS
6
Prospera Financial Services
Texas
$2.1M -$1.07M -35,235 -35%
ECA
7
Elevated Capital Advisors
Utah
$1.89M +$1.56M +51,403 New
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.55M +$309K +10,183 +27%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.51M
Koshinski Asset Management
10
Koshinski Asset Management
Illinois
$1.49M -$626K -20,640 -31%
SWP
11
Stratos Wealth Partners
Ohio
$966K
NA
12
NewEdge Advisors
Louisiana
$938K -$2.17M -71,625 -71%
HH
13
Hilltop Holdings
Texas
$706K +$7.58K +250 +1%
Citadel Advisors
14
Citadel Advisors
Florida
$637K +$257K +8,462 +76%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$487K +$455K +14,992 New
BFEC
16
Benjamin F. Edwards & Company
Missouri
$427K -$106K -3,483 -21%
UBS Group
17
UBS Group
Switzerland
$63K -$25K -824 -30%
SFS
18
Sowell Financial Services
Arkansas
$4K
Jane Street
19
Jane Street
New York
-$327K -12,324 Closed
Wells Fargo
20
Wells Fargo
California
+$30 +1 New

RFFC Hedge Fund Activity: Q2 2020 in Review

19 of the 4,878 institutional investors tracked by Wall St. Rank reported a position in ALPS Active Equity Opportunity ETF (RFFC) for Q2 2020, worth a combined $64.5M — down 19% from $79.2M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new RFFC positions and 1 closed out — a net gain of 2 holders — while 4 added to existing stakes and 9 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $2.36M. The largest seller was RiverFront Investment Group, cutting an estimated $20.5M.

  • 19 institutional investors held ALPS Active Equity Opportunity ETF (RFFC) as of Q2 2020, up from 17 in Q1 2020.
  • Funds reported $64.5M of ALPS Active Equity Opportunity ETF stock for Q2 2020, down 19% quarter-over-quarter.
  • 3 funds opened new ALPS Active Equity Opportunity ETF positions in Q2 2020 and 1 closed out, a net change of +2 holders.
  • The largest ALPS Active Equity Opportunity ETF buyer in Q2 2020 was Royal Bank of Canada, an estimated $2.36M added.
  • The largest ALPS Active Equity Opportunity ETF seller in Q2 2020 was RiverFront Investment Group, an estimated $20.5M sold.

Based on aggregated 13F filings for Q2 2020.