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ALPS Active Equity Opportunity ETF

10 hedge funds and large institutions have $26.9M invested in ALPS Active Equity Opportunity ETF in 2017 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 8 increasing their positions, 1 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

700% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 1

77% more capital invested

Capital invested by funds: $15.2M → $26.9M (+$11.7M)

20.84% more ownership

Funds ownership: 70.26%91.1% (+21%)

23% less funds holding

Funds holding: 1310 (-3)

75% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 4

Holders
10
Holders Change
-3
Holders Change %
-23.08%
% of All Funds
0.25%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
8
Reduced
1
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BTS
1
BB&T Securities
Virginia
$13.3M +$9.06M +312,646 +227%
RIG
2
RiverFront Investment Group
Virginia
$3.89M +$799K +27,550 +26%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$3.82M +$432K +14,915 +13%
PFS
4
Prospera Financial Services
Texas
$1.83M +$594K +20,502 +49%
Koshinski Asset Management
5
Koshinski Asset Management
Illinois
$1.75M +$910K +31,406 +113%
BTIS
6
BB&T Investment Services
North Carolina
$947K +$485K +16,719 +108%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$553K -$9.65K -333 -2%
AG
8
Advisor Group
Arizona
$409K +$294K +10,160 +275%
NA
9
NewEdge Advisors
Louisiana
$198K +$194K +6,683 New
BFEC
10
Benjamin F. Edwards & Company
Missouri
$188K +$57.1K +1,969 +45%
Jane Street
11
Jane Street
New York
-$956K -33,187 Closed
VKH
12
Virtu KCG Holdings
New York
-$715K -24,807 Closed
UBS Group
13
UBS Group
Switzerland
-$4K -125 Closed
TRCT
14
Tower Research Capital (TRC)
New York
-$1K -31 Closed

RFFC Hedge Fund Activity: Q2 2017 in Review

10 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in ALPS Active Equity Opportunity ETF (RFFC) for Q2 2017, worth a combined $26.9M — up 77% from $15.2M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of RFFC and 1 opened new positions — a net loss of 3 holders — while 1 trimmed existing stakes and 8 added.

The largest buyer was BB&T Securities, adding an estimated $9.06M. The largest seller was Jane Street, exiting entirely with an estimated $956K sold.

  • 10 institutional investors held ALPS Active Equity Opportunity ETF (RFFC) as of Q2 2017, down from 13 in Q1 2017.
  • Funds reported $26.9M of ALPS Active Equity Opportunity ETF stock for Q2 2017, up 77% quarter-over-quarter.
  • 1 fund opened new ALPS Active Equity Opportunity ETF positions in Q2 2017 and 4 closed out, a net change of -3 holders.
  • The largest ALPS Active Equity Opportunity ETF buyer in Q2 2017 was BB&T Securities, an estimated $9.06M added.
  • The largest ALPS Active Equity Opportunity ETF seller in Q2 2017 was Jane Street, an estimated $956K sold.

Based on aggregated 13F filings for Q2 2017.