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ALPS Active Equity Opportunity ETF

21 hedge funds and large institutions have $37.6M invested in ALPS Active Equity Opportunity ETF in 2022 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

4.18% more ownership

Funds ownership: 106.1%110.28% (+4.2%)

0% more funds holding

Funds holding: 2121 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

22% less capital invested

Capital invested by funds: $48.1M → $37.6M (-$10.5M)

44% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 9

Holders
21
Holders Change
Holders Change %
0%
% of All Funds
0.33%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
5
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$9.58M -$296K -6,430 -3%
Truist Financial
2
Truist Financial
North Carolina
$7.23M -$215K -4,681 -3%
RIG
3
RiverFront Investment Group
Virginia
$6.73M -$10.4M -225,793 -61%
Osaic Holdings
4
Osaic Holdings
Arizona
$2.15M +$73.8K +1,605 +4%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.13M +$727K +15,806 +53%
PFS
6
Prospera Financial Services
Texas
$1.72M -$115K -2,508 -6%
HH
7
Hilltop Holdings
Texas
$1.63M -$5.75K -125 -0.4%
ECA
8
Elevated Capital Advisors
Utah
$1.61M +$1.58M +34,444 New
Koshinski Asset Management
9
Koshinski Asset Management
Illinois
$1.57M
T
10
TRUADVICE
Florida
$791K +$2.25K +49 +0.3%
Citadel Advisors
11
Citadel Advisors
Florida
$555K
Wells Fargo
12
Wells Fargo
California
$358K +$18K +392 +5%
SWP
13
Stratos Wealth Partners
Ohio
$346K
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$300K
BFEC
15
Benjamin F. Edwards & Company
Missouri
$291K -$157K -3,406 -35%
RJA
16
Raymond James & Associates
Florida
$263K -$1.93K -42 -0.7%
RCM
17
Raleigh Capital Management
North Carolina
$253K +$690 +15 +0.3%
ZIG
18
Zullo Investment Group
Pennsylvania
$49K -$23K -500 -32%
JP Morgan Chase
19
JP Morgan Chase
New York
$15K +$14.6K +317 New
Morgan Stanley
20
Morgan Stanley
New York
$9K
UBS Group
21
UBS Group
Switzerland
$1K -$58.8K -1,279 -98%
NA
22
NewEdge Advisors
Louisiana
-$366K -7,651 Closed
MFT
23
Moisand Fitzgerald Tamayo
Florida
-$150K -3,147 Closed

RFFC Hedge Fund Activity: Q1 2022 in Review

21 of the 6,341 institutional investors tracked by Wall St. Rank reported a position in ALPS Active Equity Opportunity ETF (RFFC) for Q1 2022, worth a combined $37.6M — down 22% from $48.1M a quarter earlier.

Fund positioning in RFFC was balanced in Q1 2022: 2 funds opened new positions, 2 closed out, 5 added to existing stakes and 9 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $727K. The largest seller was RiverFront Investment Group, cutting an estimated $10.4M.

  • 21 institutional investors held ALPS Active Equity Opportunity ETF (RFFC) as of Q1 2022, unchanged from Q4 2021.
  • Funds reported $37.6M of ALPS Active Equity Opportunity ETF stock for Q1 2022, down 22% quarter-over-quarter.
  • 2 funds opened new ALPS Active Equity Opportunity ETF positions in Q1 2022 and 2 closed out, a net change of 0 holders.
  • The largest ALPS Active Equity Opportunity ETF buyer in Q1 2022 was Royal Bank of Canada, an estimated $727K added.
  • The largest ALPS Active Equity Opportunity ETF seller in Q1 2022 was RiverFront Investment Group, an estimated $10.4M sold.

Based on aggregated 13F filings for Q1 2022.