Deutsche Bank’s ALPS Active Equity Opportunity ETF RFFC Stock Holding History

Deutsche Bank’s Portfolio RFFC Stock Details RFFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-300	Closed	-$10K	–	5204
2019 Q2	$10K	Hold	300	–	–	﹤0.01%	4982
2019 Q1	$9K	Hold	300	–	–	﹤0.01%	4950
2018 Q4	$8K	Hold	300	–	–	﹤0.01%	4913
2018 Q3	$11K	Sell	300 -4,288	-93%	-$152K	﹤0.01%	5063
2018 Q2	$157K	Sell	4,588 -3,886	-46%	-$130K	﹤0.01%	4381
2018 Q1	$271K	Buy	+8,474	New	+$282K	﹤0.01%	4036

Other funds holding RFFC

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Deutsche Bank's RFFC Position: Q3 2019 in Review

Deutsche Bank sold out of ALPS Active Equity Opportunity ETF (RFFC) in Q3 2019, closing a stake of 300 shares — an estimated $10K sold.

Deutsche Bank first reported a position in RFFC in Q1 2018 and held it in 6 quarters. The position peaked at $271K in Q1 2018. 18 funds tracked by Wall St. Rank hold RFFC as of Q3 2019.

Deutsche Bank reported no remaining ALPS Active Equity Opportunity ETF position as of Q3 2019 after selling out during the quarter.
Deutsche Bank sold 300 ALPS Active Equity Opportunity ETF shares in Q3 2019, an estimated $10K.
Deutsche Bank first reported a position in ALPS Active Equity Opportunity ETF in Q1 2018 and held it in 6 quarters.
Deutsche Bank's ALPS Active Equity Opportunity ETF position peaked at $271K in Q1 2018.
18 funds tracked by Wall St. Rank held ALPS Active Equity Opportunity ETF as of Q3 2019.

Based on Deutsche Bank's 13F filing for Q3 2019, filed 14 Nov 2019.